外资管制放松能否激励企业绿色创新?  

Will Relaxing Foreign Investment Restrictions Encourage Corporate Green Innovation?

作　　者：陈雯[1] 薛炜 王威山 CHEN Wen;XUE Wei;WANG Wei‑shan(School of Economics,Xiamen University,Xiamen,Fujian,361005,China;PwC Consulting(Shanghai)Co.,Ltd.Xiamen Branch,Xiamen,Fujian,361005,China)

机构地区：[1]厦门大学经济学院,福建厦门361005 [2]普华永道商务咨询(上海)有限公司厦门分公司,福建厦门361005

出　　处：《经济管理》2024年第7期73-90,共18页Business and Management Journal ( BMJ )

基　　金：国家社会科学基金重大项目“以高水平开放促进构建新发展格局的理论基础、指标测度及实践策略研究”(23&ZD054)。

摘　　要：在高水平对外开放条件下构建绿色创新体系是推进中国式现代化的重要一环。学界对外资管制放松能否激励东道国绿色创新存在争议“,污染光环”假说与“污染天堂”假说各执一词。本文以中国工业企业为研究样本,利用《国际专利分类绿色清单》构造中国工业企业绿色创新水平指标,考察外资管制放松对中国企业绿色创新的影响。研究发现,外资管制放松显著促进中国工业企业的绿色创新,佐证了“污染光环”假说。机制分析表明,外资管制放松引致国际绿色技术溢出,为中国企业绿色创新提供绿色技术;与此同时,涉污加剧本土企业在外资流入后的生存压力,倒逼东道国企业借助绿色创新进行针对性应对。进一步研究发现,产业关联将扩大外资管制放松对企业绿色创新的影响范围,配套环境规制与强化企业吸收能力将放大外资管制放松对企业绿色创新的促进作用。本文为探寻高水平对外开放下如何加速绿色技术创新,提供了基于企业层面的经验证据和政策启示。As China’s economy transitions from extensive development to the new paradigm of“innovation,coordination,greenness,openness,and sharing”,The establishment of a market‑oriented green technology innovation system holds significant importance for the development of a Chinese‑style green modernization and the achievement of high‑quality economic growth.This study utilizes the Chinese industrial enterprise database and the Chinese patent database to gauge the level of green innovation in Chinese enterprises through the measurement of green patents.It examines the impact of relaxed foreign investment regulations,emphasizing a“market orientation”on the green innovation capabilities of Chinese enterprises.The findings of this study provide evidence in support of the“pollution halo”hypothesis,demonstrating that the relaxation of foreign investment regulations significantly promotes the level of green innovation in Chinese enterprises.Subdividing patent types reveals that the relaxation of foreign investment regulations positively impacts both corporate green invention patents and corporate green utility model patents.The spillover effects of green technology and the imperative effects on survival constitute two pivotal operative mechanisms.Mechanistic analysis indicates that the relaxation of foreign capital controls accelerates the international spillover of green technology and places indigenous polluting enterprises under more formidable survival pressures.This compels host‑country enterprises to effectively respond through targeted measures utilizing green innovation.Furthermore,this study focuses on the importance of industry linkages,policy support,and enhanced absorptive capacity in the process of foreign investment regulations impacting green innovation in enterprises.The research discovers that industry linkages expand the scope of the influence of foreign investment regulations on green innovation in enterprises,as the relaxation of foreign investment regulations in the upstream energy cons

关 键 词：外资管制 企业绿色创新 产业关联 环境规制 企业吸收能力 

分 类 号：F205[经济管理—国民经济]