公序良俗在我国金融领域的司法适用  

Research on the Application of the Principles of Public Order and Good Customs in Financial Cases in China

作　　者：李雯倬 蔡唱 LI Wen-zhuo;CAI Chang(Law School,Hunan Normal University,Changsha,Hunan 410081,China;Hainan University Law School,Haikou,Hainan 570100,China)

机构地区：[1]湖南师范大学法学院,湖南长沙410081 [2]海南大学法学院,海南海口570100

出　　处：《时代法学》2024年第4期79-92,共14页Presentday Law Science

基　　金：海南大学科研基金资助项目“海南省国家生态文明试验区中私法贯彻研究”(KYQD〔SK〕1902);海南省社会科学规划课题“建设自由贸易港特色的海南国家生态文明试验区之民法支撑研究”(HNSK(YB)20-01)的阶段性成果。

摘　　要：近年来公序良俗在金融案件中适用增加,问题也随之凸显。包括以金融领域内规范性文件确定违背公序良俗导致不公平、对公序良俗内涵的理解错误、对违背公序良俗的构成要件判断错误。以金融领域内规范性文件确定违背公序良俗虽可能导致不公平,但基于公序良俗原则本身的开放性、作为裁判规则的相对确定性等特点,运用金融领域内规范性文件确定公序良俗有其正当性。公序良俗内涵的理解错误,主要是因为其本身内涵的不确定以及缺乏统一标准所造成。因此,需要先明确对被引用的金融规范性文件的标准,再充分论证金融规章的规定为金融领域的公序良俗。违背公序良俗的构成要件判断错误产生主要归因于金融领域内法律、行政法规的制定和修改存在滞后性严重、修改周期长等,以及金融领域内法律行为的特殊性,导致裁判者以金融领域内规范性文件作为判断法律行为效力的唯一要件。因此,需要明确法律行为效力的判断因素,同时结合比例原则,类型化适用公序良俗。In recent years,the application of the principle of public order and good morals in financial cases has increased,and the issue of application has also become prominent.These problems include the use of normative documents in the financial field to determine the problem of unfairness caused by violating public order and good customs,the wrong understanding of the connotation of public order and good customs,and the wrong judgment of the constituent elements of violating public order and good customs.On the issue of using normative documents in the financial field to determine the unfairness caused by violating public order and good customs,based on the characteristics of the principle of public order and good customs and the relative certainty as adjudication rules,it is legitimate to use normative documents in the financial field to determine public order and good customs.On the issue of misunderstanding of the connotation of public order and good customs,the problems are mainly due to the uncertainty of the connotation of public order and good customs and the lack of unified standards for filling in them.Therefore,it is necessary to first clarify the standards that should be met for the cited financial normative documents,and then fully demonstrate that the provisions of financial regulations are public order and good customs in the financial field.On the issue of misjudgment of the constitutive elements of violation of public order and good customs,the problem is mainly attributed to the serious lag and long revision period in the formulation and revision of laws and administrative regulations in the financial field,as well as the particularity of legal acts in the financial field,which leads the adjudicator to take the violation of normative documents in the financial field as the only element for judging the validity of legal acts.Therefore,it is necessary to clarify the factors that need to be examined when judging the validity of legal acts,and at the same time,combine the principle of proportionality to a

关 键 词：公序良俗 规范性文件 金融规章 法律行为效力 

分 类 号：D923.99[政治法律—民商法学]