金融制裁与反制裁中的国家能力建设  

State Capacity Building in Financial Sanctions and Counter-sanctions

作　　者：沈伟[1] Shen Wei

机构地区：[1]上海交通大学法学院

出　　处：《财经法学》2024年第5期109-131,共23页Law and Economy

基　　金：国家社科基金重大项目“美国全球单边经济制裁中涉华制裁案例分析与对策研究”(21&ZD208)的阶段性成果。

摘　　要：制裁被称为没有硝烟的战争,制裁国意图通过制裁措施改变被制裁国的政策和行为,被制裁国通过反制裁措施抵消制裁的消极影响。制裁和反制裁的效果归根结底有赖于制裁国和被制裁国的国家能力。金融制裁取代贸易制裁等传统制裁正在成为制裁和反制裁的主要场域和工具。金融制裁和反制裁所依赖的国家能力建设具有具体指向和多重面向,存在着复杂性和技术性的特征。理解金融制裁和反制裁场域中的国家能力建设具有重要的现实意义,能为设计金融反制裁工具和措施提供理论框架。Sanctions have been called“a war without smoke,”in which the sanctioning state intends to change the policies and behaviors of the sanctioned state through sanction measures,while the sanctioned state counteracts the negative effects of sanctions through counter-sanction measures.The effectiveness of sanctions and counter-sanctions ultimately depends on the national capabilities of the sanctioning and sanctioned states.Financial sanctions are gradually replacing traditional sanctions,such as trade sanctions,as the main arena and tool for sanctions and counter-sanctions.The state capacity building on which financial sanctions and counter-sanctions are based are multifaceted.The complexity and technicality of financial sanctions and counter-sanctions,and the practical and theoretical significance of understanding the importance of the state capacity building in the financial sanctions and counter-sanctions in the context of the geopolitical competition offer theoretical and practical insights to the design of financial counter-sanctions tools and measures.

关 键 词：金融制裁 金融反制裁 国家能力 金融基础设施 金融执法 

分 类 号：F832[经济管理—金融学] D912.28[政治法律—民商法学]