国家科技项目专利产出绩效评估分析——以“水专项”专利产出绩效评估为例  

Performance evaluation analysis on patent output of national applied S&T research fund——Taking"water special project"funding as an example

作　　者：高继平[1] 翟丽华[1] GAO Jiping;ZHAI Lihua(Institute of Scientific and Technical Information of China,Beijing 100038,China)

机构地区：[1]中国科学技术信息研究所,北京100038

出　　处：《科技导报》2024年第15期104-116,共13页Science & Technology Review

基　　金：国家重点研发计划(2019YFA0707204)。

摘　　要：针对应用研究类国家科技项目定位于解决产业共性关键技术,且其主要产出的科技成果是技术发明的特点,从技术特征的视角设计了专利产出的表征方式,通过聚类分析方法识别相关的技术领域,通过知识图谱的方法设计了专利技术领域的对标计量分析模型。针对科技项目绩效考评的重点是产出、效果和影响3个维度,从专利产出数、有效发明数、产出模式、实施许可、被引次数、科学关联度、同族专利数量、Top10%高被引专利、技术影响力指数、代表性专利等角度设计了相关指标体系,并以国家科技项目“水专项”为例,从产出、效果和影响3个维度,以国内水平和国际水平为比较对象,进行了对标计量分析。研究发现,经过多年的技术积累和升级,“水专项”的技术影响力显著提升,到了“十二五”和“十三五”时期,已经远远超过国际和国内的技术影响力指数。同时,全面覆盖水方面相关研究的7个技术领域,其中,水净化仪器、装备技术领域是主要由“水专项”资助技术专利形成的特色性领域。In China applied research National S&T Funds are designed to solve key techniques for industries so as to achieve technical inventions.This paper designs a representational framework to characterize the patent output,which can be used to identify relevant technical fields through cluster analysis and construct a benchmarkingometric model to compare performances.The performance evaluation of S&T Funds focuses on the three dimensions:output,effect and influence.A relevant indicator system is also designed,including patent outputs,effective inventions,output mode,implementation license,cited times,science linkage,patent family,top 10%highly cited patents,technology influence index,representative patents,etc.Taking"water special project"as an example,the paper compares output,effect and influence from the three dimensions at domestic and international levels.It is found that the technical influence of"water special project"has been significantly improved.During the 12th Five-Year Plan period and 13th Five-Year Plan period,it far exceeded the international and domestic technical influence indexes.At the same time,it comprehensively covered 7 related technical fields,among which the technical field of water purification instruments and equipment was a characteristic field formed by related technical patent achievements under the special water project.

关 键 词：应用研究 国家科技项目 项目评价 绩效评估 对标计量 专利计量 

分 类 号：G255.53[文化科学—图书馆学] F204[经济管理—国民经济]