基于“收支-责益”双平衡视角的中国省域碳补偿机制研究  

Provincial carbon compensation mechanism in China based on the“revenue and expenditure-responsibility and benefit”dual balance perspective

作　　者：杨军[1,2] 贾倩 丛建辉[1,2] 杨泽[1,3] YANG Jun;JIA Qian;CONG Jianhui;YANG Ze(School of Economics and Management,Shanxi University,Taiyuan 030006,China;Green Development Research Center,Shanxi University,Taiyuan 030006,China;School of Economics,Nankai University,Tianjin 300110,China)

机构地区：[1]山西大学经济与管理学院,太原030006 [2]山西大学绿色发展研究中心,太原030006 [3]南开大学经济学院,天津300110

出　　处：《资源科学》2024年第7期1265-1283,共19页Resources Science

基　　金：国家社会科学规划基金项目(23BJL123)。

摘　　要：【目的】为积极稳妥推进双碳目标并有效解决各省份碳不公平问题,构建完备合理且易于实施的省域碳补偿机制至关重要。【方法】本文以2012—2030年为研究区间,基于IPCC清单法、区域间双边碳转移测算模型和RAS法,将区域内碳源碳汇关系(反映自然与生产因素差异)与跨区域贸易碳转移(反映经济与消费因素差异)纳入到统一碳补偿框架中,引入“收支-责益”双平衡视角,构建“补偿依据-补偿主体-补偿标准-补偿方式”的跨省域碳补偿理论框架,探索与双碳目标及其减碳机制有效融合的省域碳补偿实现路径。【结果】①与以往视角相比(“收支”视角和“责益”视角),承担贸易隐含碳排放量和碳汇量更多、区内碳排放量更少的省份在“收支-责益”双平衡视角下获得更多的补偿。②基于综合原则的配额补偿方案较公平优先和效率优先的配额补偿方案更适合纳入公平目标导向的碳补偿机制。③“历史补偿”期间(2012—2021年),广东、浙江、北京和重庆为补偿额度最大的4个省份,内蒙古、河北、新疆、黑龙江和山西为受偿额度最大的5个省份。④“未来补偿”期间(2022—2030年),碳减排潜力较大的内蒙古、河北和山西等省份存在碳配额赤字,单位碳排放产生经济效益较高的广东、福建、天津和上海等省份存在碳配额盈余。【结论】本文提出的基于“收支-责益”双平衡视角的碳补偿机制更具公平性和可操作性,可作为中国省域碳补偿机制政策设计的重要参考,并据此完善碳补偿机制的综合配套体系和开展试点工作。[Objective]In order to actively and steadily promote the dual carbon goals and effectively solve the problem of carbon inequity in various provinces,it is important to build a complete,reasonable,and easy-to-implement provincial carbon compensation mechanism.[Methods]Based on the IPCC inventory method,the inter-regional bilateral carbon transfer calculation model,and the row arrange series(RAS)method,this study incorporated the relationship between carbon sources and carbon sinks within the region(reflecting the differences between natural and production factors)and the carbon transfer of cross-regional trade(reflecting the differences between economic and consumption factors)into a unified carbon compensation framework,introduced the“revenue and expenditure-responsibility and benefit”dual balance perspective,constructed a inter-provincial carbon compensation framework of compensation basis,compensation subject,compensation standard,and compensation method,and explored the pathways of provincial carbon compensation that effectively integrate with the dual carbon goals and their carbon reduction mechanisms.[Results]The results show that:(1)Compared with the previous perspectives(“revenue and expenditure”perspective and“responsibility and benefit”perspective),the provinces that bear more embodied carbon emissions from trade,being carbon sinks,and have less carbon emissions within the region,receive more compensation using the“revenue and expenditure-responsibility and benefit”dual balance perspective.(2)Quota compensation schemes based on comprehensive principles are more suitable for inclusion in the fairness-oriented carbon compensation mechanism than those that prioritize fairness or efficiency separately.(3)During the“historical compensation period”(2012-2021),Guangdong,Zhejiang,Beijing,and Chongqing were the four provinces with the largest compensation amounts,and Inner Mongolia,Hebei,Xinjiang,Heilongjiang,and Shanxi were the five provinces with the largest compensated amounts.(4)During the

关 键 词：碳补偿机制 多区域投入产出表 双碳目标 IPCC清单法 RAS法 

分 类 号：X321[环境科学与工程—环境工程]