多维视角下专利开放许可试点运行实证研究  

Empirical Analysis on the Pilot Implementation of the China’s LOR System from a Multi-Dimensional Perspective

作　　者：万小丽[1] 陈雄燊 WAN Xiaoli;CHEN Xiongshen(Law School(Intellectual Property School),South China University of Technology,Guangzhou 510006)

机构地区：[1]华南理工大学法学院(知识产权学院),广州510006

出　　处：《中国发明与专利》2024年第9期54-67,共14页China Invention & Patent

基　　金：广东省科技厅软科学项目“粤港澳大湾区专利开放许可模式研究”(编号:2019A101002011)的资助。

摘　　要：我国专利开放许可制度经历了一段试点探索时期,及时总结经验教训有助于推动制度平稳落地。从数量分布、质量水平、许可条件和交易状况四个维度进行实证分析发现:试点开放许可专利总量高达11733件,主要集中于经济发达省份、高校专利和发明专利,数量受政策影响变化较大;专利整体质量水平正常,预估高质量专利约占10%;开放许可条件多元化,19.3%的专利将许可范围限制到本省甚至市县,许可期限集中在4年以内,许可费支付方式以付费为主免费为辅;达成许可交易的1319件专利主要是免费的高校专利。建议未来做如下优化:开放许可声明不限定许可期限,引入灵活的混合定价模式,基于专利的基础性、通用性和成熟度以及交易双方的意图,引导和鼓励市场需要的专利实施开放许可。The Licences of Right(LOR)system in our country has gone through a period of pilot exploration,and timely summarizing experiences and lessons can help the system to be steadily implemented.Empirical research on the pilot of LOR system from four dimensions(quantity distribution,quality level,licensing conditions,and transaction status)found that the pilot operation is generally good,with a total of 11733 LOR patents issued during the period.These patents mainly come from economically developed provinces,universities,and invention patents.And the quantity of the patents is greatly affected by policy changes.The overall quality level of patents is normal,and it is estimated that high-quality patents account for about 10%.The conditions for licenses are diversified,with 19.3%of patents limited their licensing scope to within the province,even cities and counties.The licensed period is mostly within 4 years.The payment method for license fees is mainly based on payment and supplemented by free payment.Up to now,1319 patents have been licensed for transactions and most of them come from universities.It is recommended to making the following optimizations in the future:Firstly,the LOR statement should not limit the licensed period.Secondly,introduce a flexible hybrid pricing model.Finally,guide and encourage the implementation of LOR patents that are needed by the market based on the fundamental nature,versatility,and mature nature of patents,as well as the intentions of both parties involved in the transaction.

关 键 词：开放许可 专利质量 许可范围 许可期限 许可使用费 

分 类 号：D923.42[政治法律—民商法学]