论企业数据安全合规中的行刑衔接  

On the Coordination Between Administrative and Criminal Law in Corporate Data Security Compliance

作　　者：赖早兴[1] 孙沁怡 LAI Zaoxing;SUN Qinyi(School of Law,Xiangtan University,Xiangtan 411105,China)

机构地区：[1]湘潭大学法学院,湖南湘潭411105

出　　处：《湖南大学学报（社会科学版）》2024年第5期138-145,共8页Journal of Hunan University(Social Sciences)

基　　金：湖南省教育厅科学研究重点项目:企业数据安全管理刑事合规研究(23A0119)。

摘　　要：企业数据安全合规包括行政合规与刑事合规,两者都存在行刑衔接问题。在企业数据安全行政合规中,要从实体和程序两个角度实现行刑衔接,突出数据行政主管机关的主导作用,同时发挥公安机关和检察机关的监督作用,防止以罚代刑,并解除行政人员在合规处理中涉嫌构成徇私舞弊不移交刑事案件罪的后顾之忧。对于企业数据安全的刑事合规,要在系统的企业刑事合规法律体系中建立行刑衔接制度,发挥数据主管行政机关在企业数据安全合规建设中的主导作用,并重视企业数据安全刑事合规建设失败后的行刑衔接。Corporate data security compliance includes both administrative compliance and criminal compliance,and both involve the issues of coordination between administrative and criminal enforcement.In the administrative compliance of corporate data security,it is necessary to achieve the coordination between administrative and criminal enforcement from both substantive and procedural perspectives.This involves highlighting the leading role of data administrative authorities while also utilizing the supervisory roles of public security and procuratorial authorities.This approach aims to prevent substituting administrative penalties for criminal penalties and to alleviate concerns about administrative personnel failing to transfer criminal cases due to personal interests during compliance processes.For the criminal compliance of corporate data security,it is essential to establish a coordination system within a systematic legal framework for corporate criminal compliance.It includes emphasizing the leading role of data administrative authorities in the construction of corporate data security compliance and paying attention to the coordination between administrative and criminal enforcement in the event of failures in the construction of corporate data security criminal compliance.

关 键 词：数据安全 企业合规 引导与激励 行刑衔接 

分 类 号：D924[政治法律—刑法学]