高校专利盘活的权利出资进路及制度调适——基于利益平衡理论  

Institutional Adaptation and Feasible Approaches to Patent——related Rights Investment for Revitalizing University Patents-Based on the Theory of Interest Balancing

作　　者：崔立红[1] 李昶郴 Cui Lihong;Li Changchen(Law School,Shandong University,Qingdao 266237,P.R.China)

机构地区：[1]山东大学法学院,青岛266237

出　　处：《山东大学学报（哲学社会科学版）》2024年第5期59-71,共13页Journal of Shandong University(Philosophy and Social Sciences)

基　　金：山东大学国家治理研究院2023年度研究课题“专利许可权作价入股的理论模型与制度安排研究”(23Z09);山东省社会科学规划项目“文化创意产业中作者、表演者公平报酬权实现机制研究”(21CFXJ18);山东大学法学院2023年度研究生科研创新项目“专利许可权作价入股的理论模型与制度安排研究”(2023SDFXYYKB001)。

摘　　要：高校是链接创新和产业的科研高地,但其专利技术成果却呈现数量多但转化率低的特征。同时,企业升级转型亟须技术注入,专利使用授权存在较大缺口。在倡导产学研用一体化和政府政策支持下,探索高校专利权利出资的新路径确有意义。为保障高校专利盘活与企业需求供应的顺利接洽,实现社会效益和经济价值的同向共进,可采用总许可出资和分许可出资两种进路积极推动高校专利盘活。当前高校专利存在权利稳定性差、权属情况复杂、转化忽视长远效益等问题,应均衡各参与方利益,通过规定专利弃权限制、调整职务发明创造规则以及认可分许可有效性等措施,对现有制度作出调适,达到高校专利许可实施权出资的“帕累托边界”。Universities occupy a pivotal position between innovation and industry,serving as a vital conduit for scientific research.However,universities face the challenge of low conversion rates of their patented technologies,despite the high quantity of patents produced annually.These patents frequently fail to achieve their economic and social value due to restricted practical application and marketization.Concurrently,enterprises are engaged in efforts to enhance their capabilities and undergo transformation,and thus have a substantial demand for technical input.However,there is a notable gap in the acquisition of patent technology licenses.Enterprises seek to enhance their innovation capabilities and market competitiveness through access to university patents;however,the low conversion rate of these patents hinders the fulfillment of this demand.In light of the current advocacy for the integration of industry,academia,and research,coupled with government policy support,it is of great significance to explore new avenues for the equitable distribution of university patent rights.To guarantee the seamless integration of university patent activation with enterprise demand and to facilitate mutual advancement of social and economic value,two strategies—total licensing equity contribution and sublicensing equity contribution—can be utilized to proactively advance the activation of university patents.In total licensing equity contribution,universities grant enterprises the usage rights of patent technology in a single,one-time transaction.This allows enterprises to utilize the technology within a specified period.In the sublicensing equity contribution approach,universities retain ownership of the patents while granting partial usage rights to multiple enterprises.This enables the patents to be used in different fields or markets.In the course of facilitating the transformation of university patent technologies,a number of challenges must be addressed.Firstly,the instability of university patent rights and the prevalence

关 键 词：高校专利盘活 利益平衡 权利出资 专利许可实施权 分许可 

分 类 号：D923.42[政治法律—民商法学]