高端装备制造产业双链条创新核心路径研究  

Dual-Chain Core Innovation Path in the High-end Equipment Manufacturing Industry

作　　者：肖婷 潘奕飞 苏铮[2] Xiao Ting;Pan Yifei;Su Zheng(Guanghua School of Management,Peking University;Center of Industry Development and Promotion,Ministry of Industry and Information Technology)

机构地区：[1]北京大学光华管理学院 [2]工业和信息化部产业发展促进中心

出　　处：《经济科学》2024年第5期134-155,共22页Economic Science

基　　金：国家自然科学基金“高层管理者的内外部网络对企业创新的影响:基于多元网络嵌入性视角的实证研究”(项目编号:71702004);工业和信息化部产业发展促进中心“高端制造装备领域发展战略研究”项目以及“机器人产业的创新与战略发展”项目的资助与支持。

摘　　要：高端装备制造产业是保障国民经济各部门发展和国家安全需要的装备产业的总称,是“生产硬件的硬件”。该产业创新意义重大,然而相关理论和实证研究有限,缺乏对产业内部创新路径机制的深度研究。本文以知识重组理论为基础,构建基于知识特征和知识搜索的“双链条创新核心路径”理论框架,通过专家访谈和调研,构建该产业创新专利数据库,进行系统性实证分析。结果表明:不同于发达国家,中国高端装备制造产业的创新发展路径已形成高深度低广度的“高效自主创新”之路和先远端后局部的“依国情科学追赶”之路。本文通过对比国内外产业的创新核心路径特征的客观证据,验证了我国坚定道路自信、制度自信的正确性,为未来产业创新提供指导性建议。The high-end equipment manufacturing(HEM)industry,often described as the“hardware that produces hardware”,plays a pivotal role in supporting the development of various sectors of the national economy and ensuring national security.While the industry's potential for innovation is substantial,existing theoretical and empirical research remains limited,particularly regarding the internal mechanisms that drive innovation within the sector.This study,grounded in the knowledge recombination theory,develops a“dual-chain core innovation path”framework based on knowledge characteristics and search processes.Through expert interviews and field re-search,a patent database for the HEM industry was constructed,enabling a comprehensive em-pirical analysis.The findings reveal that the innovation trajectory of China's HEM industry differs significantly from that of developed countries.Specifically,China has established a“high-effi-ciency independent innovation path”,characterized by high depth but low breadth,and a“sci-entific technology catch-up path”,which begins with a distant search and narrows to a targeted local search based on national circumstances.The study provides objective evidence by compa-ring the core innovation paths between China and developed countries,reinforcing China's confi-dence in its development model and institutional framework.These findings offer valuable in-sights and strategic guidance for fostering future innovation in the HEM industry.

关 键 词：“卡脖子”问题 自主创新 技术追赶 创新核心路径 高端装备制造 

分 类 号：F204[经济管理—国民经济] F272