金融强国建设中的央地金融监管协调机制研究  

Improving the Coordination Mechanism for Central and Local Financial Regulation

作　　者：綦天佐 孙国茂[1] QI Tian-zuo;SUN Guo-mao(School of Economics,Qingdao University,Qingdao,Shandong 266075)

机构地区：[1]青岛大学经济学院,山东青岛266075

出　　处：《岭南学刊》2024年第5期15-23,共9页Lingnan Journal

摘　　要：地方金融监管体系是中央金融监管体系的必要补充,是金融监管资源纵向配置的体现。如何通过顶层的制度设计建立起一整套的央地金融监管协调机制,仍要面临诸多的问题:央地金融监管存在监管权责分配不平衡,央地金融监管协调中职责边界不够清晰,央地金融监管协调中激励约束机制不足等等。完善央地金融监管协调机制,需要加强党对金融监管的领导,完善央地金融监管法治依据,合理配置央地金融监管权,优化央地金融监管资源配置以及创新央地金融监管手段协调机制等等。The local financial regulatory system serves as a necessary complement to the central financial regulatory system,embodying the vertical allocation of financial regulatory resources.How to establish a whole set of coordination mechanism for central and local financial regulation through the toplevel institutional design still faces many problems,including imbalances in the distribution of regulatory powers and responsibilities,unclear boundaries of duties,and insufficient incentive and constraint mechanisms in the coordination process between central and local authorities.To improve the coordination mechanism for central and local financial regulation,it is imperative to strengthen the leadership of the Party over financial regulatory institutions,refine the legal basis for central-local financial regulation,rationally allocate regulatory authority,optimize the allocation of regulatory resources,and innovate coordination mechanisms for regulatory tools.

关 键 词：中央金融监管 地方金融监管 央地金融监管协调 协调机制 

分 类 号：F830[经济管理—金融学]