生成式人工智能技术风险的内部管理型规制  

Internal management regulation of generative artificial intelligence technology risk

作　　者：童云峰[1] TONG Yun-feng(China Research Institute of Rule of Law Strategy,East China University of Political Science and Law,Shanghai 201620,China)

机构地区：[1]华东政法大学中国法治战略研究院,上海201620

出　　处：《科学学研究》2024年第10期2038-2046,共9页Studies in Science of Science

基　　金：国家社会科学基金重点项目(22AFX008);上海市哲学社会科学规划课题青年项目(2023EFX010)。

摘　　要：生成式人工智能技术衍生的风险呈现类型化,为了推进技术创新与风险规避的有效平衡,应确立内部管理型规制。该模式在学理上因符合风险社会泛在化规制的诉求和社会系统论、反身法理论的基本要义而具有合理性;在规范上因以宪法规范为最高遵循、以数字法律为基本依据、以部门规章为具体规则而有可操作性。为了有效实施生成式人工智能的内部管理型规制,首先应以平台自律为核心,加强企业内部自治建设;其次以政府治理与平台自治的沟通为关键,优先适用政府引导性规制;最后以法律惩戒性措施的贯彻为保障,有序递进地适用民事责任、行政责任和刑事责任,倒逼内部管理型规制的完善。The risks derived from the generative artificial intelligence technology are typed.In order to promote the effective balance between technological innovation and risk avoidance,the internal management regulation should be established.In theory,this model is reasonable because it meets the appeal of the basic meaning of the social system theory and the reflexive law theory,and the constitutional norms as the highest compliance,the digital law as the basic basis,and the departmental rules as the specific rules.In order to effectively implement the internal management regulation of generative artificial intelligence,the internal compliance construction;secondly,the communication between government governance and plaform autonomy,the government guidance regulation;and in the last,the civil liability,administrative liability and criminal liability,so as to force the improvement of internal management regulation.

关 键 词：生成式人工智能 内部管理型规制 监管沙盒 数字法学 

分 类 号：D922.1[政治法律—宪法学与行政法学]