当前政策背景下证券公司流动性风险的分析  

Analysis of liquidity risk in securities companiesunder the current policy background

作　　者：张璟 Zhang Jing(Nanjing Securities Co.,Ltd.,Nanjing,Jiangsu,210019)

机构地区：[1]南京证券股份有限公司,江苏南京210019

出　　处：《市场周刊》2024年第28期123-126,共4页Market Weekly

摘　　要：受市场环境、内部管理等因素影响,证券公司在履行短期支付义务时,可能无法及时获取资金,从而产生流动性风险,并引发一系列财务和信用问题。我国金融监管政策通过对流动性覆盖率和资本充足率指标的管控,加强流动性风险监控,同时通过压力测试等多方面措施,对证券公司流动性风险管理产生了较大影响。因此,在当前政策背景下证券公司需要不断优化流动性管理策略,提升内部控制和风险监控能力,确保在各种市场环境下控制流动性风险事件的发生,稳健运营。Influenced by market environment and internal management,securities companies may not be able to obtain funds in time when fulfilling short-term payment obligations,thereby generating liquidity risk and triggering a series of financial and credit issues.China’s financial regulatory policies have had a significant impact on the management of liquidity risk in securities companies by controlling liquidity coverage ratio and capital adequacy ratio indicators,strengthening liquidity risk monitoring,and at the same time,adopting various measures such as stress testing.Therefore,under the current policy backdrop,securities companies need to continuously optimize liquidity management strategies,enhance internal control and risk monitoring capabilities,and ensure the control of liquidity risk events under various market conditions for stable operation.

关 键 词：金融监管政策 流动性 风险监控 

分 类 号：F830.39[经济管理—金融学]