基于司法视角对诚实信用原则在专利领域的适用研究  

Research on the Application of the Principle of Good Faith in Patent from the Judicial Perspective

作　　者：耿胜燕[1] 欧阳雪宇[1] GENG Shengyan;OUYANG Xueyu(Patent Examination Cooperation(Beijing)Center of the Patent Office,CNIPA,Beijing 100160)

机构地区：[1]国家知识产权局专利局专利审查协作北京中心,北京100160

出　　处：《中国发明与专利》2024年第S01期135-140,共6页China Invention & Patent

摘　　要：近期,专利法领域引入诚实信用原则,规定申请专利和行使专利权应当遵循诚实信用原则,不得滥用专利权损害公共利益或者他人合法权益。本文首先分析专利审批过程中适用诚实信用条款可能面临的现实问题,在此基础上针对性地研究知识产权领域中诚实信用原则相关的司法解释和近期典型判例,并立足于国内专利申请现状和专利工作特点提出建议。首先,从行为认定角度提升不诚实信用行为的识别能力;其次,从规则完善角度平衡诚信相关证明责任;再次,从法条适用角度合理适用诚信相关条款;最后,从事后惩戒角度完善不诚信行为的惩戒机制。本文为建立诚实信用原则在专利领域中的适用方式提供参考,从而使诚实信用原则在知识产权强国建设的新征程中更好地发挥其鼓励科技创新、助力经济高质量发展的应有功能。Recently,the field of patent law has introduced the principle of good faith,which stipulates that applying for patents and exercising patent rights should follow the principle of good faith,and patent rights should not be abused to harm public interests or the legitimate rights and interests of others.This article first analyzes the practical problems that may be faced when using the provisions of good faith in patent examination and approval practice.Based on this,it conducts targeted research on judicial interpretations and recent typical precedents related to the principle of good faith in the field of intellectual property.Suggestions are proposed based on the current situation of domestic patent applications and the characteristics of patent work.Firstly,the identification ability of dishonest behavior should be improved.Secondly,the burden of proof related to good faith should be balanced.Thirdly,the relevant provisions of good faith should be reasonably applied.Finally,the punishment mechanism for dishonest behavior should be improved.This article provides reference for the application of the principle of good faith in patent practice,so as to better play its due role in encouraging technological innovation and promoting highquality economic development in the new journey of building a strong intellectual property country.

关 键 词：专利 专利法实施细则修改 诚实信用 识别 规制 

分 类 号：D926[政治法律—法学] G306[文化科学]