AI生成内容场景下自然人作者身份认定的对应关系理论  

The Correspondence Theory of Natural Person Authorship Identification in Scenarios of AI-generated Content

作　　者：王骁 Wang Xiao

机构地区：[1]清华大学法学院,北京100084

出　　处：《法律科学（西北政法大学学报）》2024年第6期76-88,共13页Science of Law：Journal of Northwest University of Political Science and Law

摘　　要：判断AI软件使用者成为作者的关键在于AI生成内容是否“直接产生”于使用者的操作行为。现有理论在解释“直接产生”的要求时,将自由意志作为逻辑起点和规范要求,不仅没有妥善回应内容生产过程中“物的参与”和“随机因素”给“直接产生”带来的挑战,还会带来政策层面的不利影响。应当以对应关系理论代替现有理论。对应关系理论将“人的操作”作为逻辑起点,以“人的操作”与“执行结果”之间的一一对应关系为规范要求,认为“随机因素”不会破坏一一对应关系,同时否定了以“创作意图+间接影响”为规范要求的建议。根据对应关系理论,AI软件的使用者原则上不能成为AI生成内容的作者;只有其操作行为属于“对于AI生成内容的拼贴”时,使用者才有机会获得作者身份,且使用者只能对AI生成内容中能够反映使用者组织安排的部分享有著作权。The key to determining whether a user of AI software can become the author is to identify whether the AI-generated content is"directly created"by the users operation.When explaining the meaning of the"directly created"re-quirement,existing theories take free will as both the logical starting point and the normative requirement,which not only fails to properly respond to the challenges posed by the"participation of the object"and"random factors"in the content production process,but will also have negative policy implications.The existing theories should be replaced by the corre-spondence theory.The correspondence theory takes"human operation"as the logical starting point and the one-to-one correspondence between"human operation"and"implementation result"as the normative requirement,and considers that the""random factor"will not break the one-to-one correspondence,while rejecting the proposal to take"creative inten-tion+indirect influence"as the normative requirement.According to the correspondence theory,the user of AI software cannot in principle become the author of the AI-generated content and enjoy copyright,only when the user's operation be-longs to the"behavior of collaging Al-generated contents",the user may have a chance to claim authorship and can only enjoy copyright for the part of the Al generated content that reflects the user's organization and arrangement.

关 键 词：著作权法 自然人作者身份 对应关系理论 AI生成内容 

分 类 号：D923.4[政治法律—民商法学]