数字化转型、开放式创新有效性与企业核心技术突破  

Digital Transformation,Open Innovation Effectiveness and Enterprise Core Technology Breakthrough

作　　者：杜传忠[1] 薛宇择 Du Chuanzhong;Xue Yuze

机构地区：[1]南开大学经济与社会发展研究院,天津市300071 [2]南开大学经济学院,天津市300071

出　　处：《南方经济》2024年第11期113-138,共26页South China Journal of Economics

基　　金：国家社会科学基金重大项目“新一代人工智能对中国经济高质量发展的影响、趋向及应对战略研究”(20&ZD067);国家社会科学基金重点项目“中国制造业关键技术缺失、成因及创新突破路径研究”(19AZD015)资助。

摘　　要：加速数字化转型和推进开放式创新作为企业提升创新能力的重要策略,对于企业推进制造领域的核心技术突破同样至关重要。文章在筛选匹配企业研发专利数据与制造领域核心技术专利IPC分类号的基础上,基于2013—2021年A股上市企业数据,实证检验数字化转型对企业核心技术突破的推进作用以及开放式创新是否为该过程的有效传导机制。研究结果表明:数字化转型有助于企业推进制造领域的核心技术突破,企业推进开放式创新的具体程度会在此过程中发挥中介效应机制,且技术供给方企业、非国有企业和东部地区企业推进开放式创新的有效性更高;而企业是否推进开放式创新可能受其策略性行为影响,并不是有效的中介机制。进一步研究发现,金融科技发展水平和知识产权保护水平越高的地区,数字化转型背景下的开放式创新对企业核心技术突破的推进作用越强。本文不仅为企业通过数字化转型推进制造领域核心技术突破提供了新的研究思路,也侧面证明在数字化转型背景下更为重要的是企业推进开放式创新的具体程度和有效性,以及金融科技、知识产权保护等创新辅助要素对“新型举国体制”的赋能作用,进而为实现国家科技自立自强提供了有益对策启示。Accelerating digital transformation and promoting open innovation,as important strategies for enterprises to enhance innovation capabilities,are also crucial for enterprises to promote core technology breakthroughs in the field of manufacturing.Based on the selection and matching of R&D patent data of enterprises and IPC classification number of core technology patents in the manufacturing field,this paper empirically tests the role of digital transformation in promoting core technology breakthroughs of enterprises and whether open innovation is an effective transmission mechanism of this process by using data of A-share listed enterprises from 2013 to 2021.The results show that digital transformation can help enterprises to promote core technology breakthroughs in the field of manufacturing,and the specific degree of enterprises to promote open innovation will play an intermediary effect mechanism in this process,and the effectiveness of technology supplier enterprises,non-state-owned enterprises and enterprises in the eastern region is higher.However,whether enterprises promote open innovation may be affected by their strategic behavior,which is not an effective intermediary mechanism.The moderated intermediary effect model is further studied,and it is found that the higher the level of fintech development and intellectual property protection, the stronger the role of open innovation under the background of digital transformation in promoting core technology breakthroughs of enterprises.The marginal contributions of this paper are mainly as follows: First, there is little empirical evidence on how to promotecore technology innovation in the manufacturing field in the academic circle at present. This paper makes a preliminary attempt on how to promote enterprises to achieve key core technology innovation in the manufacturing field through digital transformation, and provides a new research idea for enterprises to promote core technology innovation in the manufacturing fieldthrough digital transformation. Second,

关 键 词：数字化转型 制造领域核心技术 开放式创新 策略性行为 

分 类 号：F42[经济管理—产业经济]