金融企业资产证券化业务风险内部控制探索  

Exploration of risk internal control in asset securitization business of financial enterprises

作　　者：郝钧毅 Hao Junyi(Bank of China Shanghai Branch,Shanghai,200000)

机构地区：[1]中国银行上海市分行,上海200000

出　　处：《市场周刊》2024年第35期96-99,共4页Market Weekly

摘　　要：文章介绍了资产证券化作用和业务类型,阐述了金融企业资产证券化业务风险,通过对现阶段金融企业资产证券化业务风险内部控制状况进行分析,来探讨加强金融企业资产证券化业务风险内部控制的有效措施,旨在明确风险内部控制目标,完善内部控制制度,建立健全的风险管理体系,从而提高金融企业的资产证券化业务风险内部控制水平,推动金融企业的长远发展。The paper introduces the role and business types of asset securitization,expounds the risks of asset securitization of financial enterprises,through the analysis of the current situation of internal controls over the asset securitization business risks of financial enterprises,to explore effective measures to strengthen the internal control of risks in the asset securitization business of financial enterpri ses,with a view to clarifying the objectives of internal control of risks,improving the internal control system and establishing a sound risk management system,to improve the internal control level of asset securitization business risks of financial enterprises and promote the longterm development of financial enterprises.

关 键 词：金融企业 资产证券化 业务风险 内部控制 

分 类 号：F830.42[经济管理—金融学] F832.51