欧洲研究型大学科研诚信治理体系建设的举措、内核与启示——基于代尔夫特理工大学、赫尔辛基大学、隆德大学的审思  

Initiatives,Kernels and Implications of Research Integrity Governance System Construction in European Research Universities:A Study on Delft University of Technology,University of Helsinki,and Lund University

作　　者：刘璐璐 王一帆 LIU Lu-lu;WANG Yi-fan(Northwestern Polytechnical University,Center for Higher Education Research,Shanxi Xi’an 710072,China;Northwestern Polytechnical University,School of Public Policy and Administration,Shanxi Xi’an 710072,China)

机构地区：[1]西北工业大学高等教育研究中心,陕西西安710072 [2]西北工业大学公共政策与管理学院,陕西西安710072

出　　处：《科学管理研究》2024年第6期147-156,共10页Scientific Management Research

基　　金：国家社会科学基金教育学青年项目(编号:CIA240277)。

摘　　要：治理学术不端行为、构建科研诚信治理体系是国家推动学术创新、加强科技强国建设的重要环节。分析代尔夫特理工大学、赫尔辛基大学、隆德大学这三所欧洲研究型大学的科研诚信实践发现,这三所研究型大学的科研诚信治理体系均由政策制定、制度建设、机构设置、处理程序、教育预防和事后监管六部分构成,其合理内核为健全自上而下的科研诚信治理制度,优化专业化的科研诚信治理结构,打造以文化人的科研诚信治理文化。我国研究型大学可吸纳欧洲研究型大学科研诚信治理的合理内核,构建符合国情的科研诚信治理体系。推进立法建设,优化科研诚信治理制度;实施分层而治,完善科研诚信治理结构;深化诚信教育,涵育科研诚信治理文化。The management of academic misconduct and the construction of a research integrity governance system is an important part of the country’s efforts to promote academic innovation and strengthen the construction of a strong scientific and technological nation.After analyzing the research integrity practices of Delft University of Technology,University of Helsinki and Lund University,we found that the research integrity governance system of these three European research universities consists of six parts:policy formulation,system construction,institutional setup,handling procedures,education and prevention,and post-event supervision,which shows three rational kernels:improving the top-down research integrity governance system,optimizing a professional research integrity governance structure,and creating a culture of research integrity governance with a culture of people.The three main features of the research integrity governance system are to improve the top-down research integrity governance system,to set up a professional research integrity governance structure,and to create a culture of research integrity governance culture.China’s research universities can absorb the reasonable kernel of research integrity governance of European research universities and build a research integrity governance system in line with national conditions.The first is to promote the construction of legislation to optimize the research integrity governance system;the second is to implement hierarchical governance to improve the research integrity governance structure;and the third is to deepen integrity education to cultivate the research integrity governance culture.

关 键 词：科研诚信 治理制度 治理结构 治理文化 欧洲研究型大学 

分 类 号：G649.1[文化科学—高等教育学]