区块链技术的法律规制策略  

Legal regulatory strategy for blockchain technology

作　　者：黄震[1] 马文洁 HUANG Zhen;MA Wenjie(Law School,Central University of Finance and Economics,Beijing 102206,China)

机构地区：[1]中央财经大学法学院,北京102206

出　　处：《沈阳工业大学学报（社会科学版）》2024年第6期561-568,共8页Journal of Shenyang University of Technology(Social Sciences)

基　　金：唐山市人才资助项目(C202303036)。

摘　　要：区块链技术正成为推动数字经济发展的关键力量,但也面临着市场失灵的风险,有必要对其进行政府干预和法律规制。我国对区块链技术的法律规制经历了从包容审慎下的风险提示,到开展区块链金融风险整治和强化区块链信息服务监管,再到促进区块链技术创新应用试点三个阶段。上述法律规制策略的调整,体现出我国平衡区块链金融创新、风险防控与投资者权益保护的有益探索,但在“币链分离”监管政策、区块链金融风险整治活动、区块链信息服务监管手段的合法性与合理性上仍存在不足。我国应在更高层级、更大范围内开展区块链创新应用试点,考虑通过试点等方式允许适格主体从事特定虚拟货币业务活动;优化“币链分离”思路,探索对虚拟货币乃至整个公有链业务的精细化监管;完善软法治理的监管架构,大力推动区块链行业标准化建设,在管控风险的同时鼓励创新。Blockchain technology is becoming the key force in promoting the development of digital economy,but it also faces the risk of market failure,and it is necessary to intervene by the government and regulate through legal means.The legal regulation of blockchain technology in China has gone through three stages:risk warning under inclusive and prudent measures,blockchain financial risk rectification and blockchain information service supervision,and innovative application pilot projects of blockchain technology.The adjustment of the above legal regulatory strategies reflects the beneficial exploration of balancing blockchain financial innovation,risk prevention and control,and investor rights protection in China.However,there are still shortcomings in the legality and rationality of regulatory policy of“separation of currency and chain”,blockchain financial risk rectification activities,and blockchain information service regulatory measures.China should carry out blockchain innovation application pilot projects at a higher level and on a larger scale,and consider allowing eligible entities to engage in specific virtual currency business activities through pilot projects and other means.It should optimize the concept of“separation of currency and chain”and explore refined supervision of virtual currencies and even the entire public chain business.And it should improve the regulatory framework for soft law governance,vigorously promote the standardization of the blockchain industry,and encourage innovation while controlling risks.

关 键 词：区块链 数字经济 法律规制 币链分离 虚拟货币 软法治理 

分 类 号：D912.28[政治法律—民商法学]