跨国企业社会责任视域下ISDS的困境与出路  

The Dilemma and Solution of ISDS in the Context of Transnational Corporate Social Responsibility

作　　者：田海伦 朱京安[2] Tian Hailun;Zhu Jing'an(UCL FACULTY OF LAWS,London WC1E 6BT;School of Law,Nankai University,Tianjin 300071)

机构地区：[1]伦敦大学学院法学院,伦敦WC1E6BT [2]南开大学法学院,天津300071

出　　处：《天津法学》2024年第3期103-112,共10页Tianjin Legal Science

摘　　要：跨国企业在投资活动中,应对东道国承担尊重劳工权利、采取措施保护环境等人权社会责任。人本主义的可持续发展理念是“工商业与人权”理论和国际投资法的共同价值,但目前ISDS机制却对人权保护产生负效应,引发可持续发展危机。仲裁保密性和投资争端公法属性之间的矛盾、实体条约规则缺位、仲裁实践保守是造成危机的主要原因。在平衡投资者与东道国、仲裁庭与缔约国、投资保护与人权保护三重关系的要求下,应当以促进可持续发展为指导改革ISDS机制,一方面增强缔约国对条约解释权的控制,另一方面完善仲裁庭认定法庭之友资格的思路,从而应对可持续发展危机,积极回应“工商业与人权”理论对ISDS机制融入人权因素的要求。In multinational corporations investment activities,theirs should assume human rights and social responsibilities to host countries,such as respecting labor rights and taking measures to protect the environment.The humanistic concept of sustainable development is a common value of the“Business and Human Rights”theory and international investment law,but the current ISDS mechanism has a negative effect on human rights protection and causes a sustainable development crisis.The contradiction between the confidentiality of arbitration and the public law nature of investment disputes,the absence of substantive treaty rules,and the conservative practice of arbitration are the main causes of the crisis.Under the requirement of balancing the triple relationship between investors and host countries,arbitration tribunals and contracting states,and investment protection and human rights protection,the ISDS mechanism should be reformed with the guidance of promoting sustainable development,strengthening the control of contracting states over treaty interpretation on the one hand,and improving the idea of arbitration tribunals in determining the qualifications of amicus curiae on the other hand,so as to address the crisis of sustainable development and respond positively to the impact of the“Business and Human Rights”theory on ISDS.The ISDS mechanism should be reformed with the guidance of promoting sustainable development.

关 键 词：国际投资仲裁 可持续发展 利益平衡 条约解释权 法庭之友 

分 类 号：D997.4[政治法律—国际法学]