转售价格维持抗辩中“锁定”理论的运用  

The Application of Lock in Theory in Resale Price Maintenance Defense

作　　者：廖家阳 LIAO Jiayang

机构地区：[1]中南财经政法大学,武汉430073

出　　处：《上海市经济管理干部学院学报》2025年第1期52-63,共12页Journal of Shanghai Economic Management College

基　　金：2024年度中南财经政法大学中央高校基本科研业务费专项资金资助项目“数字经济‘围墙花园’的破拆与经济法治理研究”(202410685)。

摘　　要：转售价格维持可抗辩的违法推定为实施该行为的经营者提供了通过抗辩令自身免于受到处罚的机会。但从实践的角度看,经营者却难以提出足以令人信服的抗辩内容。转售价格维持具有与其他垄断行为相区别的特点,其竞争损害的发生与否,与经营者对交易相对人的决策影响能力大小密切相关。“锁定”理论通过评估经营者对其交易相对人的约束能力,来确定经营者是否具有排除限制竞争能力。其在界定市场份额大小、判断交易重要程度、考虑交易可替代性分析的基础上判断出经营者是否具有排除限制竞争能力。由此进而分析路径,经营者也能够作出令人信服的不具有违法性的抗辩。The presumption of defensible resale price maintenance provides the operator with the space to avoid being punished in the form of defense.But from the general monopoly behavior of the thought,operators in practice is difficult to put forward convincing defense content.Resale price maintenance is different from other monopolistic behaviors,and its competitive damage is closely related to the ability of the operator to influence the decision of the counterparty.The“lock in”theory determines whether an operator has the ability to exclude restrictive competition by evaluating the operator’s ability to restrict its transaction counterpart.On the basis of defining the market share,judging the importance of the transaction and considering the substitutability of the transaction,the conclusion is drawn whether the operator has the ability to exclude the restriction of competition.Through this,the operator can make its own behavior be not illegal defense.

关 键 词：“锁定”理论 违法推定 转售价格维持 市场力量 

分 类 号：D922.294[政治法律—经济法学]