全球价值链创新溢出效应与机理——基于先进制造企业代工/买供关系的实证研究  

Innovation Spillover Effects and Mechanisms in Global Value Chains:An Empirical Study Based on Advanced Manufacturing Firms in Contract Manufacturing and Buyer-Supplier Relationships

作　　者：俞荣建 徐玉蓉[1,2,3] 姚力 项丽瑶 Yu Rongjian;Xu Yurong;Yao Li;Xiang Liyao(Modern Business Research Center,Zhejiang Gongshang University;China Chain Research Center,Zhejiang Gongshang University;School of Business Administration(MBA),Zhejiang Gongshang University;School of Management and E-Business,Zhejiang Gongshang University)

机构地区：[1]浙江工商大学现代商贸研究中心 [2]浙江工商大学中国链研究中心 [3]浙江工商大学工商管理学院(MBA学院) [4]浙江工商大学管理工程与电子商务学院

出　　处：《管理世界》2025年第2期1-20,203,共21页Journal of Management World

基　　金：浙江省哲学社会科学重点研究基地课题一般项目“中日韩区域多边产业合作体系构建研究”(项目号:2022JDKTYB15);国家自然科学基金面上项目“异质性全球创新链知识溢出机理:二元关系视角下基于mvQCA方法的跨层次实证研究”(基金号:71973129);国家自然科学基金青年项目“知识重组视角下技术异质性对高校技术转化的影响机制:基于专利计量与机器学习”(基金号:72204222);浙江省科技计划项目“浙江制造企业非对称参与全球创新链治理研究”(项目号:2023C35015)的资助。

摘　　要：跨国公司对本土企业的创新溢出,是全球价值链演进的前沿问题。既往研究多关注跨国公司对本土企业的“技术转移”,鲜见迥异于技术转移的“创新溢出”效应研究,且未考虑全球价值链的异质性、产品内分工和产品间分工两个视角的全球价值链研究是分立的。代工关系(基于产品内分工的过程解构型)和买供关系(基于产品间分工的模块解构型)两种异质性全球价值链,具有何种不同的创新溢出效应、组织间关系特征对两种链条的创新溢出效应有何影响?采用同时嵌入代工关系和买供关系这两种迥异类型全球价值链的9个先进制造行业代工企业、597对代工/买供关系的2150条交易样本,基于2012~2022年代工企业和交易伙伴之间的年度交易额,结合专利引用和后续创新数据构成的非平衡面板数据,检验两种异质性全球价值链的创新溢出效应及其机理。研究发现,代工关系的创新溢出效应显著强于买供关系,且两种关系的创新溢出存在显著的正向交互效应。组织间关系的多维特征,对两种类型全球价值链创新溢出效应及其差异具有显著影响。研究将全球价值链技术转移研究推进到创新溢出研究,弥合了产品间分工和产品内分工两种异质性全球价值链研究相互分立的鸿沟,对全球价值链研究具有重要的探索意义。本文研究对于中国企业在全球价值链嵌入和创新决策方面具有启示意义。The innovation spillover from multinational corporations to local enterprises is a critical phenomenon in the evolution of global value chains(GVCs).While previous research has primarily focused on"technology transfer",limited attention has been paid to the distinct ef⁃fects of"innovation spillover".Moreover,studies have often overlooked the heterogeneity of GVCs and the divide between intra-product and in⁃ter-product divisions of labor.This study investigates the differing innovation spillover effects of contract manufacturing relationships(based on intra-product division and process deconstruction)and buyer-supplier relationships(based on inter-product division and modular decon⁃struction).Using 2,150 transaction samples from 597 contract manufacturing and buyer-supplier relationships across nine contract manufactur⁃ers in advanced manufacturing industries,spanning from 2012 to 2022,we analyze the annual transaction data between contract manufacturers and their trading partners.Combined with patent citations and subsequent innovation data in a non-balanced panel,this research examines the innovation spillover effects and mechanisms of these heterogeneous GVCs.The findings reveal that contract manufacturing relationships ex⁃hibit significantly stronger innovation spillover effects compared to buyer-supplier relationships.Additionally,there is a significant positive in⁃teraction effect when both types of relationships are embedded simultaneously.The multidimensional characteristics of inter-organizational rela⁃tionships,including dependency,relationship duration,and technological distance,play a critical role in shaping the innovation spillover ef⁃fects and differences between these GVC types.This research advances the field of GVC studies by shifting focus from technology transfer to innovation spillover and bridging the gap between intra-product and inter-product division perspectives.The findings offer meaningful insights for Chinese firms aiming to integrate into GVCs and enhance their innovat

关 键 词：全球价值链 创新溢出效应 代工关系 买供关系 组织间关系特征 

分 类 号：F425[经济管理—产业经济] F125F273.1