操纵证券市场罪违法所得数额要素之调适——从“入罪标准”到“量刑情节”  

Adjustment of the Elements of the Amount of Illegal Proceeds of the Securities Market Manipulation Offence--from“Incriminating Criteria”to“Sentencing Circumstances”

作　　者：陈俊秀 王家庶 毛越煊 CHEN Junxiu;WANG Jiashu;MAO Yuexuan(School of Law,Fuzhou University,Fuzhou 350108,China)

机构地区：[1]福州大学法学院,福建福州350108

出　　处：《福建商学院学报》2024年第6期64-69,共6页Journal of Fujian Business University

基　　金：福建省社科规划项目“网络犯罪扩张的类型化规制研究”(FJ2021BF015)。

摘　　要：现有刑法与司法解释对操纵证券市场罪“情节严重”入罪标准中“违法所得数额在一百万元以上”罪量要素仅作出原则性规定,该罪量要素在理论和实践方面均存在风险和问题,且无法契合操纵证券市场行为人“滥用优势欺诈其他投资者”的行为本质。在保护证券市场管理秩序和其他投资者利益的法益视角下,宜将“违法所得数额在一百万元以上”罪量要素移出操纵证券市场罪“情节严重”入罪标准,并将其调整为本罪刑罚裁量的考量情节,在某一具体操纵证券市场行为已被定罪的前提下,体现刑事处罚、量刑幅度与违法所得数额的正相关关系,使之在司法实践运用中契合罪责刑相适应原则。The existing criminal law and judicial interpretation make only principled provisions on the quantitative elements of“illegal proceeds amount to more than one million yuan”in the“aggravating circumstances”criterion for this offence.There are risks and problems in theory and practice of this element that it fails to fit the nature of the behaviors of the perpetrator of securities market manipulation,who“abuses his advantages to defraud other investors”.Under the legal perspective of protecting the management order of the securities market and the interests of other investors,it is appropriate to move the element of“the amount of illegal proceeds of one million yuan or more”out of the“aggravating circumstances”criterion of the offence,and view it as a consideration in the discretion of the penalty.Under the premise that a specific act of manipulating the securities market has been convicted,the positive correlation between the criminal penalty,the range of sentencing and the amount of illegal proceeds is reflected,which makes it fit with the principle of adapting the criminal penalty in judicial practice.

关 键 词：操纵证券市场罪 罪量要素 法益侵害 情节严重 违法所得数额 

分 类 号：D924.34[政治法律—刑法学]