共同富裕目标下农地流转对农户生计韧性的影响——基于沈阳市典型农户的实证研究  

The impact of farmland transfer on farmers'livelihood resilience under the goal of common prosperity:An empirical study of typical farmers in Shenyang

作　　者：吕晓 张启岚 张学波 张景奇[1] LYU Xiao;ZHANG Qi-lan;ZHANG Xue-bo;ZHANG Jing-qi(School of Humanities and Law,Northeastern University,Shenyang 110169,China;School of Geography and Tourism,Qufu Normal University,Rizhao 276826,Shandong,China)

机构地区：[1]东北大学文法学院,沈阳110169 [2]曲阜师范大学地理与旅游学院,日照276826

出　　处：《自然资源学报》2025年第3期636-651,共16页Journal of Natural Resources

基　　金：国家自然科学基金项目(42371292,42261144750);中央高校基本科研业务费项目(N2414-002);山东省泰山学者青年专家计划(tsqn202306183)。

摘　　要：共同富裕目标下探究农地流转对农户生计韧性的影响,对于更好地发挥农地流转的积极共富效应具有重要的理论和现实意义。面向共同富裕目标、立足农户主位视角构建理论分析框架,基于沈阳市329户典型农户的一手调查数据,采用定量定性相结合的研究方法,应用综合指数法等测度农户的生计韧性指数,应用倾向得分匹配法(PSM)定量检验农地流转对农户生计韧性水平的影响效应,并应用扎根理论方法定性分析农地流转影响农户生计韧性的内在机制。结果表明:(1)沈阳市农户整体的生计韧性水平偏低,尤其在缓冲能力和自组织能力方面存在明显短板。对比来看,流转户的生计韧性指数高于未流转户,且在缓冲能力、自组织能力和学习能力三个维度均具有优势。在采取PSM降低样本的自选择偏误后,估计结果表明农地流转能够有效提升农户的生计韧性水平。(2)在农地流转的影响下农户生计韧性总体沿着“冲击扰动—缓冲恢复—路径异化”的机制路径发展变化,进而影响共同富裕目标的实现。未来应面向共同富裕目标继续完善农地流转制度,引导和鼓励农户有序进行农地流转,同时还要加强农地流转的风险防控机制,防止农户陷入生计停滞或衰退的境地。Under the goal of common prosperity,it is of great theoretical and practical significance to explore the impact of farmland transfer on farmers'livelihood resilience to better exert the positive co-enrichment effect of farmland transfer.Based on the survey data of 329 typical farmers in Shenyang,a theoretical analysis framework is constructed,under the goal of common prosperity and farmers'dominant position.Quantitative and qualitative research methods are used in this paper.The comprehensive index method is used to measure farmers'livelihood resilience index,and then the propensity score matching method(PSM)is used to quantitatively test the effect of farmland transfer on farmers'livelihood resilience.Then the grounded theory method is applied to qualitatively analyze the impact mechanism.The results show that:(1)The overall livelihood resilience level of farmers in Shenyang is not high,especially in the buffer capacity and self-organization capacity.In comparison,the livelihood resilience index of transfer farmers is higher than that of the non-transfer farmers,and has advantages in three dimensions of livelihood resilience.By using PSM to reduce sample self-selection bias,the estimation results show that farmland transfer can effectively improve the level of farmers'livelihood resilience.(2)Under the impact of farmland transfer,the farmers'livelihood resilience generally develops and changes along the mechanism path of"shock disturbance-buffer recovery-path alienation",which further affects the realization of common prosperity.It is recommended to continue to improve the farmland transfer system for the goal of common prosperity,guide and encourage farmers to orderly transfer farmland,and strengthen the risk prevention and control mechanism of farmland transfer to prevent farmers from falling into the situation of livelihood stagnation or decline.

关 键 词：共同富裕 农地流转 农户生计韧性 PSM 扎根理论方法 

分 类 号：F323.8[经济管理—产业经济] F321.1