GVC视域下破解中国“本土产业升级悖论”之谜:来自超大规模市场优势的解释  

Resolving the Puzzle of China's"Local Industrial Upgrading Paradox"in the Context of GVC:An Interpretation from Ultra-large-scale Market Advantage

作　　者：凌永辉 LING Yonghui(Yangtze Industrial Development Institute,Nanjing University,Nanjing 210093,China)

机构地区：[1]南京大学长江产业发展研究院,南京210093

出　　处：《科学学与科学技术管理》2025年第2期153-166,共14页Science of Science and Management of S.& T.

基　　金：国家自然科学基金项目(72103080)。

摘　　要：随着新发展格局战略的提出,中国国内超大规模市场优势有可能成为本土企业绕开发达国家“战略隔绝”机制,进而攀升全球价值链(GVC)并最终实现产业升级的最大依仗。基于对超大规模市场优势的“供给—需求—制度”三维分解,试图探讨GVC视域下破解中国“本土产业升级悖论”之谜的机制与证据。结果表明,超大规模市场优势是中国本土企业在GVC视域下实现产业升级的关键性影响因素,其可以从供给、需求和制度三个维度依次分解为企业家精神效应、国内市场需求效应和产业平等竞争效应。进一步的异质性分析发现,企业家精神效应在所有地区和各类型行业均对本土产业升级有着显著的正向影响,国内市场需求效应在东部地区和各类型行业表现出了重要的促进作用,产业平等竞争效应则在中西部地区和资本、技术密集型行业对本土产业升级产生了更加明显的积极影响。而且,超大规模市场的各类优势所导致的本土产业升级效应,因不同的GVC嵌入环节而具有异质偏向性。其中,企业家创新精神效应和国内市场需求效应偏向GVC下游嵌入环节,企业家冒险精神效应和产业平等竞争效应偏向GVC上游嵌入环节。Global value chains(GVC)are important forms of industrial organization for Chinese local enterprises to realize industrial upgrading,but under the influence of the"strategic isolation"mechanism of developed countries,Chinese local enterprises can only realize limited industrial upgrading at the low end of the value chains after embedding into GVC.That is to say,they are facing the so-called"local industrial upgrading paradox".Although previous literature has studied China's local industrial upgrading from various perspectives,there is an implicit basic precondition in all of them,namely,that the foreign market is still the dominant part of China's economic circulation,but with the impact of the countercurrents of economic globalization leading to the precondition invalid,these studies cannot really resolve the puzzle of the paradox.However,with putting forward a strategy of constructing a new development pattern in China,the advantage of the domestic ultra-large-scale market may become the biggest support for local enterprises to bypass the"strategic isolation"and climb up the high end of the value chains,and ultimately realize industrial upgrading.In view of the above,based on the three-dimensional decomposition of"supply-demand-institution"for the ultra-large-scale market advantage,this paper tries to explore the mechanism and evidence for resolving the puzzle of China's"local industrial upgrading paradox"in the context ofGVC.In this study,the basic theory and empirical strategy mainly comprise:Firstly,according to the framework of three-dimensional decomposition of"supply-demand-institution"for the ultra-large-scale market advantage,we propose three hypotheses including the entrepreneurship effect,the domestic market demand effect and the industrial equal competition effect,combined with the theories of market division of labor,market-induced innovation and institutional environment.Secondly,we product an empirically research on the theoretical hypotheses by constructing panel data models which include testing

关 键 词：新发展格局 全球价值链 本土产业升级悖论 超大规模市场优势 

分 类 号：F062.9[经济管理—政治经济学]