新《公司法》下公司治理规范性质研究——基于政府与市场的法律边际  

Research on the Nature of Corporate Governance Norms under the New“Company Law”:Legal Margin Based on Government and Market

作　　者：朱珂怡 ZHU Keyi

机构地区：[1]华东政法大学,上海201600

出　　处：《上海市经济管理干部学院学报》2025年第2期54-63,共10页Journal of Shanghai Economic Management College

基　　金：上海市人民政府决策咨询基地课题“长三角统一大市场建设法治保障研究”(2023-JD-N06-B)。

摘　　要：政府与市场是现代市场经济中配置资源的两种方式。借鉴政府干预与市场失灵的相关理论,可以发现新《公司法》有关公司治理的规定蕴含着政府与市场两种调控手段的博弈与妥协。《公司法》的性质决定其包含两种规范性质:强制性规范保障公司制度稳健发展,维护市场秩序和公平正义;任意性规范尊重当事人的意思自治,促进公司高效发展。国家强制与公司自治的对抗一直是《公司法》发展历程中的主要矛盾,强制性规范和任意性规范的配置与制衡,会对公司自治的界限产生深远影响。现阶段,新《公司法》存在规范与现实的脱节以及法条表述不合理等问题,为此,应在坚持公司自治原则的基础上,注重任意性规范的配置,同时防范市场失灵与自利行为导致的失衡问题,适度配置强制性规范,充分发挥政府监管职能,坚持以任意性规范为主、强制性规范为辅的原则。Government and market are two ways of allocating resources in the modern market economy.Drawing on theories of government intervention and market failure,it can be observed that the provisions on corporate governance in the new“Company Law”reflect the game and compromise between government and market regulatory tools.The nature of the“Company Law”determines that it includes two types of norms:mandatory norms ensure the robust development of the company system,maintain market order and fairness,and discretionary norms respect the autonomy of the parties,promoting efficient company development.The confrontation between state coercion and corporate autonomy has always been the main contradiction in the development process of“company law”.The allocation and balance of mandatory and discretionary norms will have a profound impact on the boundaries of corporate autonomy.At present,the new“Company Law”has issues such as the disconnection between norms and reality and unreasonable legal provisions.Therefore,on the basis of adhering to the principle of corporate autonomy,attention should be paid to the allocation of discretionary norms,while preventing imbalances caused by market failures and self-interested behaviors.It is necessary to moderately allocate mandatory norms,fully exert government regulatory functions,and adhere to the principle of prioritizing discretionary norms and supplementing with mandatory norms.

关 键 词：《公司法》 强制性规范 任意性规范 公司治理 

分 类 号：D922.291.91[政治法律—经济法学]