龙头企业和竞争对手对企业开放式创新的影响——基于同群效应理论  

The Impact of Leading Firms and Competitors on Corporate Open Innovation:Based on the Peer Effect Theory

作　　者：刘淑春 邓杭坤 潘李鹏[1] LIU Shuchun;DENG Hangkun;PAN Lipeng(Zhejiang Information Development Research Institute,Hangzhou Dianzi University,Hangzhou 310018,China;School of Management,Hangzhou Dianzi University,Hangzhou 310018,China)

机构地区：[1]杭州电子科技大学浙江省信息化发展研究院,浙江杭州310018 [2]杭州电子科技大学管理学院,浙江杭州310018

出　　处：《财经问题研究》2025年第4期41-54,共14页Research On Financial and Economic Issues

基　　金：国家社会科学基金一般项目“AI大模型加快驱动中小企业‘专精特新’发展的新模式、新机制与政策支持研究”(24BGL045)。

摘　　要：开放式创新是一种促进多元创新主体协同合作的重要模式,已成为学术界和实践界的重要议题。本文基于2007—2022年沪深A股上市公司数据,采用双向固定效应模型检验了龙头企业和竞争对手开放式创新对企业开放式创新的影响及机制。研究结果显示,龙头企业和竞争对手开放式创新均能促进企业开放式创新。龙头企业开放式创新对企业联合申请专利的促进作用在知识产权示范城市和非高科技行业更明显,竞争对手联合申请专利对企业开放式创新的促进作用在非知识产权示范城市和非高科技行业更明显,竞争对手所获政府创新补助对企业开放式创新的促进作用在知识产权示范城市和高科技行业更明显。龙头企业和竞争对手开放式创新均通过引起企业创新关注促进开放式创新,高管团队异质性正向调节龙头企业和竞争对手开放式创新与企业开放式创新的关系。本文丰富了行业层面开放式创新的前因研究,为企业在复杂多变的市场环境中制定有效的创新策略提供了参考。Open innovation,as a critical model for fostering collaboration among diverse innovation actors and enhancing corporate innovation efficiency,has become an essential strategic choice for enterprise development.However,while its multi-actor,open,and shared characteristics facilitate the enhancement of innovation capabilities,they increase coordination costs and the complexity of innovation management,presenting significant challenges in formulating open innovation strategies.In this context,firms often reduce decision-making uncertainty by imitating peer firms with similar characteristics.However,existing research on this topic remains limited,particularly in examining how peer firm behaviors influence corporate decision-making.Notably,the impact of industry status differences(leading firms versus competitors)on imitation behaviors has not been sufficiently explored.To address this gap,this paper utilizes data from Chinese A-share listed companies from 2007 to 2022.A two-way fixed effects model is employed to analyze the impact and mechanisms of open innovation of leading firms and competitors on corporate open innovation.The results show that open innovation of both leading firms and competitors positively contributes to corporate open innovation.Heterogeneity analysis reveals that the positive effect of leading firms’open innovation on corporate open innovation is more pronounced in non-intellectual property demonstration cities and non-high-tech industries.Similarly,the influence of competitors’joint patent applications on corporate open innovation is stronger in non-intellectual property demonstration cities and non-high-tech industries,while competitors’government innovation subsidies have a more significant effect in intellectual property demonstration cities and high-tech industries.Mechanism analysis indicates that both leading firms and competitors promote corporate open innovation by drawing attention to innovation,and the heterogeneity of top management teams positively moderates the relationship

关 键 词：开放式创新 龙头企业 竞争对手 同群效应 创新关注 

分 类 号：F062.9[经济管理—政治经济学] F270