根技术及其全生命周期解构  

Unveiling root technology and its full life cycle:Principles,stages,and innovations

作　　者：房汉廷 FANG Hanting(Center for Regional Coordinated Development,Zhejiang University(ZJU),Hangzhou 310058,China;Institute of New Quality Productivity and Innovation Strategy,ZJU-Hangzhou Global Science and Technology Innovation Center,Hangzhou 311200,China)

机构地区：[1]浙江大学区域协调发展研究中心,浙江杭州310058 [2]浙江大学杭州国际科创中心新质生产力与创新战略研究院,浙江杭州311200

出　　处：《中国软科学》2025年第3期1-19,共19页China Soft Science

基　　金：浙江省新型智库重点课题项目“关于发现和培育根技术、根产业的建议”(24ZK008Z);北京大成企业研究院重点课题项目“我国根技术与根产业创新战略研究”(2025DC003A)。

摘　　要：根技术创新是一个尚未纳入技术经济学和创新经济学深入研究的重要问题。基于创新元动力原理和生物学隐喻,发展并再定义了根技术概念,即根技术(root technology)是从一个技术种子引发,经过向下筑根,实现向上涌现,继而在某个临界点产生爆发,最终成为泛在的元技术。研究结果表明:根技术本质上是其所在领域技术体系的“基因源代码”,是创造技术体系的技术,具有独特的生命周期——分期与变态同步发生,具有弱根技术、中根技术和强根技术3种分型,尤其是强根技术创新对创新链、产业链和价值链具有重要的不可替代的价值。这项研究成果是一项开拓性工作,为构建根技术创新范式、掌控创新链、把控产业链、操控价值链给出了理论指引和实践指导。Root technology innovation is an important yet under-explored topic within the fields of techno-economics and innovation economics.This paper advances and redefines the concept of root technology based on the principles of innovation fundamental dynamics and biological metaphors.Root technology refers to a technological seed that establishes deep roots,grows upwards,and eventually bursts at a critical point,becoming a widely adopted meta-technology.Research shows that root technology essentially provides the“genetic source code”for its field’s technological ecosystem and it is foundational in creating these systems.Its unique life cycle is characterized by concurrent phases and metamorphoses,and can be classified into three types:weak,moderate,and strong root technologies.Notably,strong root technology innovations hold irreplaceable value in the innovation chain,industry chain,and value chain.This study offers theoretical guidance and practical recommendations for establishing paradigms in root technology innovation,mastering the innovation chain,controlling the industry chain,and manipulating the value chain.

关 键 词：根技术 根技术分期 根技术分型 根技术创新 

分 类 号：F062.4[经济管理—政治经济学]