碳交易对绿色低碳技术创新的影响--基于fsQCA组态的分析  

The Impact of Carbon Trading on Green and Low-carbon Technology Innovation:Based on fsQCA Configuration Analysis

作　　者：李玉超 张立杰[1] LI Yuchao;ZHANG Lijie(School of Economics and Management,Xinjiang University,Urumqi Xinjiang 830046,China)

机构地区：[1]新疆大学经济与管理学院,新疆乌鲁木齐830046

出　　处：《技术经济与管理研究》2025年第4期127-132,共6页Journal of Technical Economics & Management

基　　金：新疆维吾尔自治区社会科学基金项目(20AZD004);新疆维吾尔自治区社科联党中央治疆方略理论与实践研究课题(2022ZJFLZ04);新疆大学优秀博士研究生科研创新项目(XJU2022BS017)。

摘　　要：碳交易机制是推进绿色低碳技术创新的重要抓手。基于碳排放权交易视角,采用汇总型模糊集定性比较分析法,碳交易机制对绿色低碳技术创新影响的多元路径。研究表明:价格、规模、结构和效率因素都不能单独成为碳排放权交易机制绿色低碳技术创新效应的必要条件;碳排放权交易机制对绿色低碳技术创新的影响共有5条组态,可以归纳为“碳价格+碳交易企业规模+国有企业占比”主导型和“碳配额交易规模+碳交易企业规模+碳市场行业结构”主导型两种适配模式;碳价格、碳配额交易规模、碳交易企业规模、碳市场行业结构和国有企业占比是碳排放权交易机制绿色低碳技术创新效应的核心驱动机制,碳价格波动率和碳市场流动性则为重要的补充机制。Carbon trading mechanism is an important hand in promoting green and low-carbon technological innovation.This paper explores the multiple paths of the impact of carbon trading mechanism on green and low-carbon technological innovation based on the perspective of carbon emissions trading,using the aggregated fuzzy set qualitative comparative analysis method.The results of the study show that:Price,scale,structural and efficiency factors are not individually necessary for the green and low-carbon technological innovation effects of a carbon emissions trading mechanism.The impact of the carbon emissions trading mechanism on green low-carbon technological innovation has a total of five groupings,which can be summarized as"carbon price+carbon trading enterprise scale+proportion of stateowned enterprises"dominant and"carbon quota trading scale+carbon trading enterprise scale+carbon market industry structure".dominant mode.Carbon price,carbon quota trading scale,carbon trading enterprise scale,carbon market industry structure and the proportion of stateowned enterprises are the core driving mechanisms for the green and low-carbon technological innovation effect of the carbon emissions trading mechanism,while carbon price volatility and carbon market liquidity are important complementary mechanisms.

关 键 词：碳排放权交易机制 绿色低碳技术创新 能源强度 碳减排 

分 类 号：F062.4[经济管理—政治经济学]