法人治理中的权力边界明晰化:论国有重点金融机构监事会职责  

Defining the Right of Financial Institution: On the Function of Supervisory Board of State - owned Commercial Banks

作　　者：窦洪权[1] 

机构地区：[1]中国中信集团,中国光大集团监事会,北京100027

出　　处：《金融研究》2003年第3期113-119,共7页Journal of Financial Research

摘　　要：本文从金融监管和公司治理两个角度对国有金融机构监事会的职能进行了分析,指出监事会制度的建立进一步强化了国有资产所有人对经营者的监督职能,监事会独立于各监管部门体现了不同监管职责的差异性,监事会的成立从一定程度上弥补了金融监管部门既是金融规则制定者,又是执法效果检查者的制度缺陷。文章还对监事会成立两年来的实践进行了探讨。This paper studies the function of state-owned commercial banks' (SOCBs) supervisory board through the financial regulation and corporate governance, to show the inducing of supervisory board in China's financial sector is an institutional innovation to clearly define the border of rights in financial institutions. Some critical issues, as the independence, cooperation with other regulators are also discussed in the paper.

关 键 词：国有重点金融机构 商业银行 改革 监事会 法人治理结构 金融监管 中国 独立性 制度缺陷 

分 类 号：F832.1[经济管理—金融学]