我国QFII发展及相关法律问题研究  

The Development of QFII in China and Legal Analysis of Some Relevant Problems

作　　者：蔡永彤[1] 

机构地区：[1]华东政法学院,上海200042

出　　处：《西安财经学院学报》2004年第2期66-70,共5页Journal of Xi’an University of Finance & Economics

摘　　要：QFII是我国在限制人民币资本项目自由兑换的背景下,为了适应资本市场开放的需要而采取的一个过渡性的法律政策。但是由于资本市场环境限制、市场门槛过高以及缺乏相应的配套法律措施,致使目前国内QFII制度并没有完全发挥出制度效应。我国应当借鉴台湾地区和韩国的成功经验,创新监管制度,加强与其它证券法律规范的配合以解决QFII相关法律问题。QFII is the temporary solution under the pressure of opening capital market in the background of restricting capital's convertibility,however,it hasn't played a full role expected due to the deficient capital environment,excessive strict conditions of entrance and shortage of relevant legal measures.We should use the practice of QFII in Taiwan for reference to perfect our QFII system by the means of creating new governance measures and strengthening the cooperation with other relevant security's laws and regulations.

关 键 词：QFII制度 中国 市场准入制度 外汇管制 信息披露制度 资本市场 金融机构 

分 类 号：F832.5[经济管理—金融学]