论对跨国银行海外分支机构的母国监管  

A Discourse on Consolidated Supervision of Cross-border Establishments of Transnational Banks

作　　者：李斌 

机构地区：[1]南京大学法学院,南京210093

出　　处：《南京大学学报（哲学．人文科学．社会科学）》2004年第3期112-119,共8页Journal of Nanjing University(Philosophy,Humanities and Social Sciences)

摘　　要：随着银行业国际化的发展,各国金融市场之间相互依赖性不断增强,跨国银行业的系统风险不断增加,仅仅依靠一国的单一监管已不足以防范金融风险并确保银行的稳健经营。跨国银行海外分支机构的不同形式备有其法律特性。根据巴塞尔协议的规定和国际金融监管实践,对跨国银行集团及其海外分支机构的法律监管应以母国的并表监管为核心,在母国监管当局和东道国监管当局之间建立持续性的信息交流与合作。The cross-border establishments of transnational banks have different legal characters. The legal supervision to transnational banks should be divided into the supervision responsibility of home country and hosted country according to their cross-border establishments'different legal characters and positions. With analyses of the elements and characters of consolidated supervision, the author of this paper suggests establishing global legal system of consolidated supervision on cross-border establishments of transnational banks.

关 键 词：跨国银行海外分支机构 并表监管 巴塞尔协议 

分 类 号：D996[政治法律—经济法学]