论欧盟金融服务法中的服务自由原则  

Freedom to Provide Services in the Context of EU Financial Services Law

作　　者：刘轶[1] 

机构地区：[1]南开大学经济学院,天津300071

出　　处：《暨南学报（哲学社会科学版）》2008年第2期17-24,共8页Jinan Journal(Philosophy and Social Sciences)

基　　金：中国博士后科学基金项目(项目批准号:20060400691)。

摘　　要：在欧盟金融服务法中,服务自由原则适用于金融机构通过临时性实体移动的方式在东道国提供的服务或者在没有实体移动的情况下直接提供的跨境服务。对于符合公共秩序例外的歧视性限制措施或者符合共同利益例外的非歧视性限制性措施,服务自由原则是最低限度协调、相互承认和母国控制等原则的立法依据;对于不符合上述例外的限制性措施,该原则具有直接适用的法律效力。为了正确适用这一原则,欧洲法院在诉讼中应遵循严格的推理规则,对审理对象的性质及其合法性、合理性依次作出认定。为了进一步推动金融服务市场一体化进程,服务自由原则不仅能够适用于各成员国的公法规则,而且还应当延伸适用于各成员国法中与跨境金融服务活动有关的强行性私法规则。In EU financial services law,freedom to provide services,as one of the four fundamental economic rights in EC Treaty,provides all national measures that can restrict cross-border free movement of services.Such services can be provided either directly or by means of the physical movement of service providers.As for national rules under the public order exception or the general good exception,freedom to provide services constitutes the legilastive basis for the principles of minimum harmonization,mutual recognition and home country control.As for other national rules,it has the direct effect.In order to apply it properly,ECJ should conform to a set of rules of reasoning,to review the category,legitimacy and justification of specific national measures.With the further integration of EU financial services market,national private law rules with mandatory nature shall also fall in the scope of the freedom to provide services.

关 键 词：欧盟法 金融服务 基本原则 服务自由 

分 类 号：D0[政治法律—政治学] F833.13[经济管理—金融学]