溢出效应、利益分配与技术联盟方式的选择——基于Shapley值的视角  

Spillover Effect,Benefit Distribution and Choice of Technical Alliance——from the angle of Shapley value

作　　者：生延超[1,2] 

机构地区：[1]湖南商学院旅游管理学院,长沙410205 [2]湖南省区域战略与规划研究基地,长沙410205

出　　处：《科技与经济》2009年第2期66-70,共5页Science & Technology and Economy

基　　金：湖南省社科基金项目--"技术能力与后发产业技术赶超"(项目编号:08YBB201);湖南省教育厅青年项目--"技术联盟创新系统"(项目编号:07B038);湖南省社科联基金项目--"技术联盟的支撑体系研究"(项目编号:0808043B)的研究成果之一

摘　　要：传统以企业利润为导向的利益分配模式忽视了企业在联盟中的重要性,无法兼顾企业创新投入的资源价值以及联盟企业的溢出效应。在充分考虑企业溢出效应的基础上,以Shapley值为分配依据,分析比较企业的四种技术联盟创新方式,结果发现,较大的技术溢出效应使成本共享联盟成为企业技术创新的首选,它能够有效地避免"搭便车"导致的机会主义倾向。Benefit distribution is the key to the stable operation of the technical alliance. The spillover effect is an important factor which will influence the benefit distribution and the stable operation of the technical alliance. The traditional profitoriented distribution model ignores the importance of the enterprises in the technical alliance, and can not take into account the value of the invested resources of innovation and spillover effect of alliance enterprises. Based on the consideration of spillover effect of enterprises and Shapley value as its distribution basis, the article analyzes and compares four types of enterprise technical alliance innovative ways and finds out that the larger spillover effect enables the cost-sharing alliance to become the first choice for the enterprise technological innovation, which can effectively avoid the opportunism tendency caused by ＂free-ride＂.

关 键 词：技术联盟 利益分配 Shapley-value 

分 类 号：F273.1[经济管理—企业管理] O225[经济管理—国民经济]