投资者利益保护视点下的证券犯罪  

The Securities Crime under the View of Invester Protection

作　　者：陈建旭[1] 

机构地区：[1]黑龙江大学法学院,哈尔滨150080

出　　处：《哈尔滨商业大学学报（社会科学版）》2010年第2期116-119,共4页Journal of Harbin University of Commerce:Social Science Edition

基　　金：2008年度黑龙江省哲学社会科学规划一般项目<证券投资者利益的刑事保护研究>(08B028)

摘　　要：在证券市场交易中,保护投资人权益以及维持市场交易秩序都是证券交易发展上的重要工作。但是由于投资者属于不特定的多数人,所以在刑法上采用了危险犯的立法方式,提早保护投资人利益。然而,由于刑法谦抑性原则的要求,刑事处罚乃是作为保护社会的最后手段,当民事赔偿与行政处罚等其他法律责任可以抑止扰乱证券市场秩序的行为时,则较为严厉的刑事制裁手段就无须动用。In stock market trade , it is important to maintain the protection investor rightseses and the market bargain order about the development of the stock certificates trade . Because the investor belongs to the not particular majority . Therefore adopted the lawmaking method that danger make on the penal code to protect the investor benefits in advance. Because the request of the penal code about humility principle , the criminal punishment is a conduct and actions to protect the social uhima ratio . When law responsibilities of the civil indemnification and administration punish can suppress the behavior of disturb the stock market order , the more scathing pertaining to crime sanctions means needs not to use.

关 键 词：证券交易 经济犯罪 证券犯罪 操纵市场 操纵价格 

分 类 号：F830.91[经济管理—金融学]