吸收能力、价值链类型与创新绩效——基于国际代工联盟知识溢出的视角  

Absorptive Capacity,Types of Value Chain and Innovative Performance ——Based on Knowledge Spillovers in International OEM Alliance

作　　者：陶锋[1] 

机构地区：[1]暨南大学产业经济研究院,广东广州510632

出　　处：《中国工业经济》2011年第1期140-150,共11页China Industrial Economics

基　　金：国家社会科学基金重大项目"应对国际资源环境变化挑战与加快我国经济发展方式转变研究"(批准号09&ZD021);教育部哲学社会科学重大攻关项目"中国现代产业体系研究"(批准号08JZD0014);国家自然科学基金青年项目"基于知识溢出和吸收能力的代工制造业技术创新研究"(批准号71002086);广东省哲学社会科学"十一五"规划项目"知识溢出对代工制造业技术创新的影响研究"(批准号09E-19)

摘　　要：改革开放30多年,中国代工制造业实现了规模的急剧扩张,但由于吸收能力弱,代工制造业创新绩效和国际竞争力低下,并在金融危机中遭遇重创。本文在全球价值链国际代工联盟知识溢出的框架内,分析了吸收能力对知识溢出和创新绩效关系的调节机制,并构建吸收能力指数,利用珠三角代工制造业的问卷调查数据进行实证研究,研究发现:代工企业的吸收能力对知识溢出和创新绩效的关系具有正的调节效应,即吸收能力增强了外部知识溢出对创新绩效的促进作用;与购买者驱动型价值链相比,在生产者驱动型价值链中,吸收能力的调节效应更重要;在生产者驱动型价值链中,隐性知识溢出对代工企业创新绩效的促进作用更重要,而在购买者驱动型价值链中,显性知识溢出更重要;此外,本文还比较了吸收能力的四个结构维度对知识溢出和创新绩效的影响。More 30 years since reform and opening-up,China＇s OEMs have achieved a rapid expansion of the scale,but because of the weak absorptive capacity,OEMs＇ innovation performance and international competitiveness is low.Within the framework of knowledge spillovers in the international OEM alliances of global value chain,this paper focused on analyzing the moderating effect of absorptive capacity,and build absorptive capacity index for empirical research based on the survey data collected from the Pearl River Delta.The results show that： The absorptive capacity of OEM positively plays a moderating role in knowledge spillover＇s impact on innovation performance;Compared with the absorptive capacity＇s moderating effect in the buyer-driven value chain,the moderating effect is more significant in the producer-driven value chain;In a producer-driven value chain,the tacit-knowledge spillover is more important for improving OEM＇s innovation performance;In a buyer-driven value chain,the explicit-knowledge spillover plays a more critical role;And the paper also compared the impacts of the four structural dimensions of absorptive capacity on knowledge spillover and innovation performance.

关 键 词：知识溢出 吸收能力 价值链类型 调节效应 代工联盟 

分 类 号：F270[经济管理—企业管理]