完善金融机构代客理财业务立法与监管的思考  

Thinking of perfecting financing organization helping customer to manage money matters legislation and supervision

作　　者：刘建伟[1] 

机构地区：[1]河南商业高等专科学校,河南郑州450045

出　　处：《特区经济》2011年第3期80-81,共2页Special Zone Economy

摘　　要：尽管改革开放以来我国的金融市场迅速发展,相关的立法也不断完善,金融机构代客理财业务也从无到有日益发展。但是不可忽视的是,由于本身发展时间较短,理论研究不成熟,立法规格比较简单粗陋,金融机构代客理财业务的纠纷不断涌现。本文对于完善金融机构代客理财业务立法与监管提出了一些粗浅看法,希望可以对金融机构代客理财业务立法与监管的规范发展提供帮助。although since reform and opening in China＇s financial market rapidly,relevant legislation also not short,financial institutions and financing business also growing from scratch.But cannot be ignored,due to the development of itself is in a relatively short time,theoretical research and mature,legislation,simpler rough specifications for financial institutions of finance business disputes arise,imperfect legislation and judicial practice unification in this case to the qualitative and processing results are more controversial years ＂,＂the problem has been entrusted financial theory and practice is a problem.This paper needle perfect financial institutions and financing business for the legislation and regulation of some theories,the author explores the trust of China to the construction and management theory system of financial institutions,the development to help.

关 键 词：金融机构 代客理财 立法 监管 

分 类 号：D922.28[政治法律—经济法学] F832.2[政治法律—法学]