我国证券市场监管目标研究——基于国外监管制度的考察  

Research on Objectives of Securities Market Supervision in China——Based on the Review of Foreign Relevant Supervision System

作　　者：尹海员[1] 李忠民[1] 

机构地区：[1]陕西师范大学国际商学院,陕西西安710062

出　　处：《海南大学学报（人文社会科学版）》2011年第3期67-71,共5页Journal of Hainan University （Humanities & Social Sciences）

基　　金：教育部人文社会科学青年基金(06JC790027);陕西师范大学211工程第三期建设项目资助

摘　　要：任何证券市场监管目标的形成都是各国证券市场独特发展路径的必然选择,并深受经济制度、文化特征等因素的影响。通过对国外有代表性的证券市场制度分析,结合我国证券市场监督目标的历史变迁,认为我国现阶段证券监管的首要目标应是建立一个高效率的证券市场。这在我国投资者素质较低、非理性程度较高的情况下,能更好地通过高效市场机制发挥证券市场的资源配置功能,并依此初步构建出衡量我国证券市场监管效率的指标体系。The formation of all supervision objectives is inevitable choice of unique development path of a nation＇s securities market, and influenced by economic systems, cultural characteristics and other factors of the country. This paper analyzes the typical oversea securities market system, studies the changes of supervision objectives in China＇ s securities market, and proposes that currently the prime goal of China＇ s securities market supervision is to improve market efficiency because it＇ s useful for security market to collocate resources with high-efficient market mechanism under the situation of investors＇ low accomplishment and high irrational degree ; and on the above base, to build an index system framework to weigh the efficiency of Chinese securities market supervision.

关 键 词：证券市场 证券监管 监管目标 

分 类 号：F830.59[经济管理—金融学]