日本非上市公众公司监管经验与借鉴  

The Experience and Learning from the Regulation on Japanese Non-listed Public Companies

作　　者：胡经生[1] 

机构地区：[1]中国证券监督管理委员会,北京100033

出　　处：《证券市场导报》2011年第7期4-6,共3页Securities Market Herald

摘　　要：日本金融商品交易法实施后,对非上市公众公司的监管规定更加清晰明确。日本通过对股份公司向50名以上的一般投资者发行或转让股票且金额超过1亿日元的行为,以及最近5年内达到资本金5亿日元及1000名以上股东人数的公司纳入监管等规定,来实施对1000家非上市公众公司的监管。日本的相关做法对我国探索建立非上市公众公司适度监管制度具有借鉴意义。Due to the enforcement of Japan Financial Instrument and Exchange Act effective,regulations on non-listed public companies are more clearly stipulated.Companies issuing or transferring stock to more than 50 ordinary investors and exceeding 0.1 billion Japanese yen,or companies with 0.5 billion Japanese yen capital and more than 1000 stockholders in recent 5 years are required to report periodic corporate information to Japan Services Agency.The latest Japan non-listed public company number is 1000.We can learn from Japanese experience to establish China moderate regulation on non-listed public companies.

关 键 词：非上市公众公司 金融商品交易法 公开转让 适度监管 

分 类 号：F279.246[经济管理—企业管理]