全球化中民营企业家人力资本对我国区域创新及全要素生产率的影响研究——基于东部九省市面板数据的经验分析  

An Analysis of the Effect of Entrepreneurship on Chinese Regional Innovation and Economic Growth during Globalization

作　　者：张小蒂[1] 姚瑶[1] 

机构地区：[1]浙江大学经济学院,浙江杭州310027

出　　处：《浙江大学学报（人文社会科学版）》2011年第5期94-106,共13页Journal of Zhejiang University:Humanities and Social Sciences

基　　金：国家自然科学基金项目(70873101);浙江省哲学社会科学重点基地重点研究项目(REOD0901)

摘　　要：民营企业家才能是在中国经济开放与体制转型中出现的一类异质性人力资本。基于1995—2009年东部先发九省市的面板数据,利用数据包络分析方法计算各省市的Malmquist生产率指数,并将其分解为效率变动和技术进步,然后以区域创新中的专利指标及FDI指标为控制变量,考察异质性人力资本——民营企业家才能对全要素生产率、效率变动和技术进步的影响后发现:以民营企业家才能为主要体现的人力资本对区域创新与经济增长的推动作用要显著高于用一般受教育程度来衡量的人力资本的推动作用。此外,FDI对民营企业家才能的发挥存在一定的"挤出"与"替代"效应;而企业家才能与区域创新的良性互动则在全要素生产率的提升中起到了关键作用。研究表明,民营企业家人力资本是中国区域创新及全要素生产率增长的重要解释变量与动力源。Private Entrepreneur is the heterogeneous human capital during China＇s globalization and transition.Based on the panel data of the eastern 9 developed provinces during the period of 1995-2009,this paper calculates the Malmquist productivity index of the provinces and decomposes them into efficiency change and technological change components.After controlling regional innovation and FDI,we explore the impacts of heterogeneous human capital—private entrepreneur on the Malmquist productivity index,efficiency change and technological change.The paper finds that entrepreneurship is different from the human capital which is measured only by education.It contributes more to the economic development.Besides,FDI substitutes the entrepreneurship and the entrepreneurship combined with regional innovation promotes the economic growth.It indicates that entrepreneurship is the cause and motivation of the regional innovation and economic development.

关 键 词：企业家人力资本 区域创新 全要素生产率 

分 类 号：F272.91[经济管理—企业管理]