保荐人民事责任研究  

A Study on the Sponsor's Civil Liability

作　　者：周文英[1,2] 

机构地区：[1]中国人民大学法学院,北京100872 [2]中国人民公安大学人文社科部,北京100038

出　　处：《华侨大学学报（哲学社会科学版）》2012年第2期75-80,共6页Journal of Huaqiao University(Philosophy & Social Sciences)

摘　　要：我国修改后的《证券法》对保荐人民事责任作了原则性规定,但缺乏可操作性的具体制度安排,因保荐信息涉嫌虚假与欺诈,使得投资者受到损失往往难以补偿。为保护投资者的利益,维护法律的公平与正义,促进证券市场的健康发展,我国迫切需要改变过去对保荐人违法行为处罚重行(刑)轻民的做法,完善保荐人民事责任赔偿诉讼制度。The revised ＂Securities Exchange Act＂ of China has offered regulars in principle for sponsor＇s civil liability but is lack of concrete operating laws. As the sponsor＇s information is suspected of falseness and fraud, the lose of investor is hard to get compensation. To protect the investor＇s benefit, the ligal fairness and justice and promote the sound development of the securities market, we need to change the way of placing punishment more than civil liability and improve the civil suit system of sponsor＇s compensatiopn.

关 键 词：证券市场 保荐人制度 民事责任 

分 类 号：F830.97[经济管理—金融学]