构建差异化投资者适当性制度  

Establishing a differentiated investor suitability system

作　　者：李秋菊[1] 

机构地区：[1]中国银行间市场交易商协会市场创新部

出　　处：《中国货币市场》2012年第6期28-32,共5页China Money

摘　　要：构建投资者适当性制度是完善我国投资者权益保护措施的一个重要方向，如何构建债券市场投资者适当性制度成为近期各方关注的焦点。文章通过考察投资者适当性的基本内涵、建立原因和国际经验，结合我国场外市场和场内市场投资者结构的现实差异，提出应构建契合两个市场特性的差异化债市投资者适当性制度。As an essential aspect of improving the protection of investor interests in China, the establishment of the bond market investor suitability system has become the recent focus of various parties. This article examines the basic connotation of investor suitability, reasons for establishment and the international experience, and integrates the reality of investor structure differences between the OTC market and the floor market. On this foundation, this article suggests constructing the differentiated investor suitability system which is compatible with the characteristics of the two markets.

关 键 词：投资者适当性 场外市场 场内市场 

分 类 号：F239.0[经济管理—会计学]