企业出口与水平型FDI内生选择机制分析  

An Analysis on Enterprise Endogenous Mechanism Choice between Exports and Horizontal FDI

作　　者：廖利兵[1] 曹标[1] 

机构地区：[1]南开大学国际经济研究所

出　　处：《世界经济研究》2013年第3期66-72,86,共8页World Economy Studies

摘　　要：与以往单独研究投资或贸易不同,本文在跨国投资理论基础上融入了国际贸易,用以研究多国(地区)制造业企业进入中国市场的方式。通过梳理一般产业均衡模型分析企业选择出口还是水平型FDI的内在机制,在此基础上进行实证检验,并得出结论:工厂规模经济和运输成本对样本国家(地区)制造业企业以出口还是水平型FDI方式进入中国市场起重要作用,而关税壁垒、公司规模经济、税收对此没有显著影响;采用基尼系数和GDP衡量中国实际市场需求时发现,中国市场变化没有促使样本国家(地区)制造业企业由出口方式转向水平型FDI。Different from the other study,this essay combines the multinational theory and the international trade to research the forms that adapted by manufacturing enterprise which are entering into the Chinese market.By means of the general industrial equilibrium model,it analyzes the endogenous mechanism of enterprise choosing export or horizontal FDI,and then makes an empirical test of it.The results show that: the plant-level economies of scale and transportation cost play important roles for the sample countries(regions) manufacturing enterprises to decide on a mode,with export or horizontal FDI,to enter the Chinese market.However,tariff barriers,firm-level economies of scale and taxes have no significant influence on it.Meanwhile,it uses the Gini Coefficient and GDP to measure China′s actual market demand,finding that the changes of Chinese market do not prompt manufacturing enterprises to transform from the way of export to horizontal FDI.

关 键 词：水平型FDI 规模经济 内生机制 制造业企业 出口 

分 类 号：F832.6[经济管理—金融学] F752.62F224