基于面板数据模型的上海高校科研绩效评价的实证研究  

Empirical Study on the Evaluation of Scientific Research Performance of Universities in Shanghai Based on Panel Data Model

作　　者：朱建育[1] 赵红军[2] 方曦[3] 

机构地区：[1]上海应用技术学院科技处,上海201418 [2]上海对外贸易学院国际经贸学院,上海201620 [3]上海应用技术学院经管学院,上海201418

出　　处：《研究与发展管理》2013年第2期115-119,共5页R&D Management

基　　金：上海市高等教育学会基金资助项目"地方院校提升科技服务效能的实证研究"(ZZGJ14-10);上海应用技术学院高教研究基金"加强高校知识产权管理研究;提升科研经费绩效"(G201214)

摘　　要：以上海4所"985工程"和9所非"985工程"高校2000—2009年间的科技统计年报数据为分析对象,采用面板模型系统分析研究高校科研综合投入(R&D人力和R&D经费)对于高校科研成果(论文和专著)产出的影响.研究结果表明:R&D人力投入增加对论文产出增加和专著出版的影响较大,而对于三大检索系统发表论文的影响因子较小;R&D经费投入的增加对于科技论文,特别是三大检索系统发表论文的产出影响较大,而对专著出版的影响相对较小;综合投入对于不同类型高校的科研绩效的影响存在一定的差异.分析结果对于地方科技管理部门以及高校制订科技策略具有一定的参考价值.A panel model system is used to analyze the statistical data of science and technology of 4 985 - project colleges and 9 non 985 -project colleges for a period of 10 years （2000-2009） in Shanghai, aiming to find out the impact of the funds and manpower input on the R＆D output. The analytical results show that with the increased input in manpower of R＆D, there is a greater impact not only on the increase in paper production, but on the monograph as well. On the contrary, the influencing factors for the three papers retrieved is quite small. With the increased input in funds of R＆D to these universities in Shanghai, the output of papers, especially the output of three papers retrieved is increased, while the impact on monographs is relatively small. The results have some theoretical and instructive significances for local science and technology management and college administrators to develop science and technology strate- gy for universities.

关 键 词：科研绩效 高校 面板数据模型 

分 类 号：G644[文化科学—高等教育学]