自主研发、外资进入与价值链升级  

Independent R&D,FDI and the Upgrading of IVC

作　　者：余姗[1] 樊秀峰[1] 

机构地区：[1]西安交通大学经济与金融学院,陕西西安710061

出　　处：《广东财经大学学报》2014年第3期55-63,共9页Journal of Guangdong University of Finance & Economics

基　　金：国家自然科学基金项目(71072130);陕西省军民融合研究基金项目(12JMR07)

摘　　要：基于Feenstra的商品连续统模型及中国制造行业的面板数据,实证研究自主研发、外资进入对价值链升级的作用机制。结果表明:自主研发显著促进了价值链升级;外资进入的溢出效应存在较大的行业差异性;自主研发与外资进入之间未形成良好的互动;人力资本与物质资本积累是推动价值链升级的必要保障,但人力资本的优势并未显现;市场交易环境与行业规模对价值链升级也具有一定影响;产业价值链攀升的关键是加快挖掘和培育自主研发能力,并与外资进入产生良好的协同效应。Based on the continuum model of goods and the panel data from China＇s manufacturing industry, this paper conducts an empirical research on how independent R＆D and FDI affect the upgrading of industry value chain （IVC）. The results show that independent R＆D significantly promotes the upgrading of IVC while FDI has a big industrial heterogeneity; a good interactive mechanism between independent R＆D and FDI is not formed; the accumulation of human capital and material capital is the necessary guarantee to the upgrading of IVC, but the advantage of human capital has not appeared ; market trading environment and industry scale factor also have a certain influence over the upgrading of IVC. Therefore, the key to China＇s IVC upgrading is to tap and nurture independent R＆D and create synergies with FDI.

关 键 词：价值链升级 自主研发 外资进入 商品连续统模型 制造业 

分 类 号：F273.1[经济管理—企业管理] F425[经济管理—国民经济]