考虑垂直溢出的三级产业链纵向研发合作模型  

A Model of Vertical R&D Collaboration in a Three-Level Industrial Chain Based on Vertical Spillovers

作　　者：李纲[1,2] 

机构地区：[1]华北水利水电大学管理与经济学院,郑州450046 [2]大连理工大学管理与经济学部,辽宁大连116024

出　　处：《科学学与科学技术管理》2014年第7期49-58,共10页Science of Science and Management of S.& T.

基　　金：国家自然科学基金项目(71103064);教育部人文社会科学基金项目(11YJC630095);中国博士后科学基金项目(2012M511154);河南省高等学校哲学社会科学创新团队基金项目(2013-CXTD-08)

摘　　要：将垂直溢出纳入到产业链纵向研发合作中,讨论了由M个上游企业、1个中游企业和N个下游企业构成的三级产业链中,中游企业采取独立研发策略或费用分摊策略时,垂直溢出对研发合作产出的影响,并进行了对比分析。研究结果表明:无论中游企业采取独立研发或费用分摊策略,垂直溢出都会促进中游企业增加研发投入、研发产出,提高三级产业链的总利润和总产量,降低终端市场产品价格;相比于独立研发策略,在费用分摊策略下,中游企业研发投入规模更大、研发产出效果更好,产业链总产量更大,下游企业终端市场产品价格更低。但只有垂直溢出超过特定临界值时,采取费用分摊策略时,产业链总利润才会高于独立研发策略,此时选择纵向研发合作更为有利。Base on vertical spillovers, this study establishes a vertical R＆amp;D collaboration model in a three-level supply chain, which consists of M upstream enterprises, one midstream enterprise, and N downstream enterprises, and the midstream enterprise can adopt either independent R＆amp;D strategy or cost sharing strategy to help form the vertical R＆amp;D alliance. Then we discuss the effects of midstream enterprise＇s two R＆amp;D strategies on its own＇ R＆amp;D outputs, the three-level supply chain＇s total profits and total output, and the downstream enterprises＇ product price. The results show that： first of all, vertical spillovers help to improve midstream enterprise＇s R＆amp;D output, en-hance total output and total profit of the three-level supply chain, and reduce the downstream enterprises＇ product price. Secondly, the cost sharing strategy is more effective than the independent R＆amp;D strategy to create effective R＆amp;D for the midstream enterprise, to enhance total output and total profit of the three-level supply chain, and to reduce the downstream enterprises＇ product price. Furthermore, only if vertical spillovers is high enough, the cost sharing strategy is more effective than the independent R＆amp;D strategy to enhance the total profit of the whole sup-ply chain.

关 键 词：三级产业链 费用分摊 垂直溢出 古诺竞争 

分 类 号：F272.3[经济管理—企业管理]