中国对外直接投资、研发技术溢出与技术进步  

Outward foreign direct investment,R&D spillover and technical progress in China

作　　者：鲁万波[1] 常永瑞[1] 王叶涛[1] 

机构地区：[1]西南财经大学统计学院,四川成都611130

出　　处：《科研管理》2015年第3期38-48,共11页Science Research Management

基　　金：国家自然科学基金项目(71101118;2012.1-2014.12);教育部新世纪优秀人才支持计划项目(NCET-13-0961;2014.1-2016.12);西南财经大学"中央高校基本科研业务费专项资金资助"项目(JBK140148;2014.1-2014.12)

摘　　要：本文从投资国自主创新能力和全要素生产率两个角度构建模型检验了中国对外直接投资的逆向技术溢出效应,考察了国内研发和人力资本吸收要素对该效应的影响。研究发现:短期内,对外直接投资促进了国内创新能力的提升,中国分别在1992年和1990年达到了国内研发和人力资本的"吸收门槛";长期内,对外直接投资也促进了全要素生产率的提升,中国在1990年达到了国内研发存量的"吸收门槛",而人力资本则未显现"门槛"效应。总体来看,对外直接投资提升了中国国内的创新能力和全要素生产率,促进了中国的技术进步。In this paper, we construct models from angles of investment country＇ s independent innovation capability and total factor productivity to test reverse technical spillover and the influence that the absorption capacity have on the reverse technical spillover. The main conclusions are as follows. In the short term, outward foreign direct investment has promoted domestic innovation capability. China has surpassed the domestic R＆D absorption and human capital absorption threshold in 1992 and 1990 respectively. In the long term, under the absorption of domestic R＆D and human capital, outward foreign direct investment has also promoted the total factor productivity. China has surpassed the domestic R＆D absorption threshold in 1990, and has no threshold in human capital. Overall, outward foreign direct investment has promoted China＇ s technical progress by raising domestic innovation capacity and total factor productivity.

关 键 词：对外直接投资 国际研发技术溢出 技术进步 吸收能力 

分 类 号：F830.59[经济管理—金融学]