证券市场大规模侵权补偿基金的制度构想——以万福生科案为例  

Conception on the Construction of Mass Tort Compensation Fund in Stock Market:Taking the Case of Wanfu Biotechnology for Example

作　　者：李晗[1] 霍丽君[1] 

机构地区：[1]北京工商大学法学院,北京100048

出　　处：《武汉理工大学学报（社会科学版）》2015年第5期949-955,共7页Journal of Wuhan University of Technology:Social Sciences Edition

基　　金：国家社科基金项目(12BFX079);教育部人文社科项目(10YJC820072);2015年度研究生培养研究生教育质量提升计划(学术学位)(PXM2015_014213_000056)

摘　　要：在我国证券市场大规模侵权事件频发的背景下,救济投资者权益成为一个不可回避的重要议题。证券市场大规模侵权是由于证券市场的特殊性和复杂性引起的,依靠传统救济途径解决证券市场大规模侵权事件存在诸多技术性和政策性障碍,效果甚微。通过回顾万福生科案,归纳其争议焦点,分析平安证券专项基金对传统救济模式的突破和困境,指出要完善我国证券市场大规模侵权补偿基金制度应拓展基金资金来源,明确细化补偿原则和赔付条件,规范赔偿基金的运作程序和管理方式,构建内外部相结合的双重监管模式。In the context of frequent occurrence of mass tort in the stock market in our country,investors＇ damaged interests relief has become an inevitable issue.Due to the specificity and complexity of the stock market,there exist technical and policy-related barriers in the way of solving mass tort in the stock market by traditional relief approach.Under such circumstances,this paper reviews the case of Ping An Stock to summarize the focus of controversy,demonstrate the difference between the pros and cons of various relief patterns,find out the breakthrough and difficulty about the compensation fund of Ping An Stock.Finally this paper will assume the construction of mass tort compensation fund system in the stock market system,in order to establish the dual supervision pattern with the combination of internal and external regulations.

关 键 词：证券市场 大规模侵权 补偿基金 

分 类 号：D915.4[政治法律—诉讼法学]