内外部合法性平衡:全球研发的海外进入模式选择  

The balance between internal and external legitimacy: Entry mode choice of global R&D

作　　者：杨洋[1] 魏江[1] 王诗翔 

机构地区：[1]浙江大学管理学院,浙江杭州310058

出　　处：《科学学研究》2017年第1期73-84,124,共13页Studies in Science of Science

基　　金：国家自然科学基金重点项目(71132007)

摘　　要：本研究聚焦于"后发企业研发国际化的战略动机是如何影响其海外研发机构进入模式的"这一核心问题,文章首先从技术特征和市场焦点两个维度解构了研发国际化的战略动机,识别了三种中国企业海外研发中心的功能定位:海外市场适应点、技术先驱点以及技术卓越中心。第二,本文从合法性双元视角出发,提出了相对合法性需求的概念,研究了不同研发国际化动机下,企业面临的内外合法性需求之争,以及形成主导的合法性需求;后发企业会根据内外合法性需求的相对水平对海外研发机构的进入模式和治理结构进行安排,以平衡和响应这两股抵触的力量。本研究提出了战略动机→内外合法性需求优先权→进入模式选择的整合分析框架,为企业研发国际化过程中海外子公司进入模式选择提供了理论解释。This paper focuses on how the strategic motivation of global R＆D of firms from emerging economies influences the design of the foreign affiliates＇ entry modes. By perspective of legitimacy ambidexterity, it constructs the relative need of legitimacy. Firstly, we use the dimensions of technology characteristics and market focus to depict a fine - grained category of the strategic motivation of Chinese firms＇ global R＆D, namely technology pioneer, foreign market adaptor and technology excellence center. Secondly, we find that firms will face two competing forces of internal and external legitimacy appeals so as to respond to the dynamic tradeoff of the foreign affiliates. Thirdly, we claim that firms will design their entry modes of the foreign unit to balance the internal and external legitimacy. Finally, we come to a integrative framework to theoretically interpret the phenomenon of various governance mode of firms＇ globalization.

关 键 词：研发国际化 战略动机 合法性需求 进入模式选择 

分 类 号：F273.1[经济管理—企业管理]