内生创新、进出口行为与企业的绩效  

Endogenous Innovation, Import and Export Behavior and Firm Performance

作　　者：张志强[1] 

机构地区：[1]南开大学经济学院

出　　处：《国际贸易问题》2017年第3期87-97,共11页Journal of International Trade

基　　金：国家社会科学基金重大项目"基于区域产业链视角的京津冀区域一体化研究"(11&ZD049);南开大学亚洲研究中心项目"创新驱动的京津冀制造业产品供给结构升级的理论;方法;对策研究"(AS1617);中国特色社会主义经济建设协同创新中心资助

摘　　要：企业创新能力与企业的绩效紧密相连。文章以异质性企业实证产业组织理论模型为基础,提出了全面测度企业内生R&D与进出口行为影响企业绩效的实证研究框架,探究了企业异质性与R&D的动态交互机制和企业绩效之间的相互关系。研究结论表明,企业进口的产品类别、R&D以及它们的交互机制,在提高企业的TFP的同时,能够显著地提高企业的价格加成。不同所有制结构下的效应明显不同。据此提出了优化异质性企业R&D投资组合和提升企业绩效的对策建议。Firm innovation and firm performance are interrelated. Based on heterogeneous firm empirical industrial organization theory, this paper proposes a comprehensive empirical framework to probe the interrelated relationship between import, export, R＆D and their interactions on firm performance under the scenario of uncertainty, monopolistic competition market structure. The results indicate that the imported product variety, R＆D and their interaction can not only improve the individual firm TFP but also increase the firm＇ s markup, the effects are varying with different ownership and market structures. It concludes with some suggestions for optimizing firm R＆D investment combination as well as improving firm strategic management to foster firm performance in all-around way.

关 键 词：企业异质性 企业TFP 价格加成 R&D 

分 类 号：F270[经济管理—企业管理]