操纵证券市场犯罪案件侦查困境及其对策研究  

Legal Study on the Investigation Predicament of the Security Market Manipulation Crimes and Their Solutions

作　　者：董邦俊[1] 王小鹏[1] 

机构地区：[1]中南财经政法大学刑事司法学院,湖北武汉430073

出　　处：《湖北大学学报（哲学社会科学版）》2017年第3期97-105,共9页Journal of Hubei University(Philosophy and Social Science)

基　　金：中国法学会资助项目:CLS(2006)STZX 10;中南财经政法大学刑事司法学院研究生创新教育计划项目(编号:2016BZ02)的资助

摘　　要：操纵证券市场犯罪案件是一种严重的证券犯罪案件,它对我国证券市场的健康发展具有严重危害性,因而是证券监管部门和司法机关打击的重点。但在实践中,侦查机关在办理操纵证券市场犯罪案件时往往会遇到许多困难,如发现难、取证难、认定难等问题使得侦查机关陷入被动。当然,这些侦查难点产生的原因是多方面的,包括我国证券市场自身的因素、操纵行为人方面的因素、侦查机关方面的因素以及相关法律制度的不完善。侦查机关应当结合自身的实际情况,从多个方面探讨应对之策,如完善案件线索发现机制,扩大案件来源;强化侦查人员的侦查意识,提高专业素质;根据案件特点,确定侦查途径;不断完善侦查措施,采取多种侦查手段等。Crime of manipulating securities market is a serious case of securities crime,which has a severe hazard to the healthy development of Chinese securities market.Thus they are always the combating focus of securities regulatory authorities and the judiciary.But in practice,the investigating authorities often encounter many difficulties in handling securities market crimes,which makes them fall into a passive state,such as the difficulties to discover case clues,to collect evidence and to identify crime.Of course,The reasons for these detection difficulties are multifaceted,including factors of Chinese securities market,the manipulating actors,the investigating authorities and the imperfection of the relevant legal system.The investigating authorities should,in the light of their own actual situation,explore the countermeasures from various aspects,such as improving the mechanism of case clue discovery and expanding the source of the cases;strengthening the investigation consciousness of the investigators and improving their professional quality;determining the investigation route according to the characteristics of the cases;constantly improving the investigation measures and taking a variety of means of investigation and so on.

关 键 词：操纵证券市场犯罪案件 侦查意识 侦查途径 侦查措施 

分 类 号：DF793[政治法律—诉讼法学]